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Tuesday, November 3, 2026

Companies

Public company updates

Crown Holdings Reports Strong Q3 Results Amid Market Demand

Crown Holdings, Inc. reports strong Q3 results, reflecting ongoing demand in the metal can industry. Key insights for investors and competitors.

ETF Series Solutions Sets New Effective Date for ETF Offerings

ETF Series Solutions announces a new effective date for its ETF offerings, reflecting its ongoing strategy to enhance investment options.

Yorkville America Investment Trust Files New Registration Statement

Yorkville America Investment Trust has filed a new registration statement, enhancing its investment strategy and potentially impacting the investment industry.

ETF Series Solutions Sets New Effective Date for ETFs

ETF Series Solutions designates November 15, 2026, as the new effective date for its ETFs in a recent SEC filing, impacting the investment industry.

ETF Series Solutions Sets New Effective Date for ETF Amendment

ETF Series Solutions designates November 15, 2026, as the new effective date for its ETF amendment, enhancing its product offerings in the investment sector.

Invera Wealth Advisors reports $193.7 million in holdings

Invera Wealth Advisors, LLC disclosed its holdings worth $193.7 million in a recent SEC filing, showcasing its investment strategy and portfolio diversity.

Legg Mason files annual report for Treasury Obligations Fund

Legg Mason Partners Institutional Trust files its annual report, detailing the performance of the Western Asset Institutional U.S. Treasury Obligations Money Market Fund.

GraniteShares ETF Trust files new registration statement

GraniteShares ETF Trust has filed a new registration statement, expanding its investment offerings in the competitive ETF market.

Bank of America updates ownership stake in Research Alliance

Bank of America Corp updates its ownership stake in Research Alliance Corp III, reflecting ongoing activity in the pharmaceutical preparations sector.

Sami & Hertzel, LLC files new private offering to raise $15.9M

Sami & Hertzel, LLC seeks to raise $15.9 million through a private offering, with $8.6 million already sold, signaling growth ambitions.

BlackRock Municipal Bond Fund Updates Prospectus

BlackRock Municipal Bond Fund, Inc. files a new prospectus detailing updates to investment strategies and shareholder information.

Toronto Dominion Bank files for structured product offering

Toronto Dominion Bank has filed a preliminary offering for Autocallable Strategic Accelerated Redemption Securities linked to the S&P 500 Index.

Frank Alan L Acquires 10,000 Shares of Flagstar Bank

Frank Alan L reports acquisition of 10,000 shares in Flagstar Bank, signaling confidence in the bank's future amid a competitive market.

PPG Industries reports third-quarter results, shows stability

PPG Industries releases Q3 results, indicating steady performance in the paints and coatings sector, reflecting resilience amid industry challenges.

Marshall & Sterling Wealth Advisors reveals $174 million in holdings

Marshall & Sterling Wealth Advisors discloses over $174 million in investments in its latest 13F-HR filing, highlighting its strategic asset allocations.

Evolution Wealth Management reports $173.9M in assets

Evolution Wealth Management Inc. reports $173.9 million in assets in its latest 13F-HR filing, reflecting its investment strategies as of September 30, 2026.

Madison Park Capital Advisors files 13F-HR for Q3 2026

Madison Park Capital Advisors reports $155.9M in holdings in its latest 13F-HR filing, showcasing investments in major tech and consumer companies.

PFS Funds files new registration statement for investment updates

PFS Funds has filed a new registration statement to update its investment offerings, reflecting its commitment to adapt to market demands.

Keystone Growth Partners LP raises $21 million in new offering

Keystone Growth Partners LP has filed a new offering, raising $21 million with $207,900 remaining, highlighting growth in the business services sector.

Cornerstone Wealth Partners files 13F-HR for Q3 2026

Cornerstone Wealth Partners, LLC reports $251.8 million in assets in its latest 13F-HR filing, detailing its investment strategy and holdings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →