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Tuesday, November 3, 2026

Companies

Public company updates

Bank of America increases stake in Fulcrum Therapeutics

Bank of America now holds 1.5% of Fulcrum Therapeutics, indicating strategic investment shifts in the pharmaceutical preparations sector.

GraniteShares ETF Trust Announces Fee Waivers in New Filing

GraniteShares ETF Trust files update on fee waivers for ETFs, aiming to attract investors and enhance competitiveness in the investment sector.

GS Finance Corp. Files Preliminary Pricing for Index-Linked Notes

GS Finance Corp. has filed a preliminary pricing supplement for new index-linked notes, signaling a strategic push in the competitive securities market.

Phillips 66 Reports Third-Quarter Results for 2026

Phillips 66 releases its third-quarter results, reflecting performance in the petroleum refining sector and outlining future strategies.

Wells Fargo Commercial Mortgage Trust Reports Distribution Failure

Wells Fargo Commercial Mortgage Trust 2025-C65 reported a failure to make a required distribution, raising concerns in the asset-backed securities market.

Perry Joseph Reports Ownership Changes in Dime Bancshares

Perry Joseph's recent SEC filing reveals significant ownership changes in Dime Commercial Bancshares, impacting governance and shareholder dynamics.

Clean Yield Group reports $412 million in latest 13F filing

Clean Yield Group's 13F filing shows $412 million in assets as of September 30, 2026, reflecting its investment strategies in a competitive market.

Seneca Financial Advisors reports Q3 2026 holdings update

Seneca Financial Advisors LLC reveals its Q3 2026 holdings, totaling $377 million in assets under management, showcasing its investment strategy.

Manning & Napier Fund updates investment methodology in filing

Manning & Napier Fund, Inc. updates its investment methodology for the Disciplined Value Series, focusing on stock selection and financial health.

Jefferies Financial Group announces new Senior Notes offering

Jefferies Financial Group Inc. files for Senior Autocallable Notes due 2030, aiming to enhance offerings in the securities industry.

Master Portfolio Trust Files Annual Shareholder Report

Master Portfolio Trust has submitted its annual shareholder report, revealing key financial metrics and updates on the Liquid Reserves Portfolio.

T. Rowe Price Retirement Funds reports latest financials

T. Rowe Price Retirement Funds, Inc. reveals significant assets under management in its latest financial report, showcasing its strong position in the investment industry.

T. Rowe Price Retirement Funds reports $1.16 billion in assets

T. Rowe Price Retirement Funds, Inc. reports $1.16 billion in assets in its latest NPORT-P filing, reflecting trends in the investment management industry.

T. Rowe Price Retirement Funds files NPORT-P report

T. Rowe Price Retirement Funds, Inc. files NPORT-P report detailing fund performance and asset allocations, highlighting its financial health.

T. Rowe Price Retirement Funds Reports Financial Update

T. Rowe Price Retirement Funds, Inc. files NPORT-P, revealing key financial details and performance metrics critical for investors and the investment management sector.

T. Rowe Price Retirement Funds files latest NPORT-P report

T. Rowe Price Retirement Funds, Inc. files its NPORT-P report, showcasing significant assets and reflecting trends in the investment management industry.

T. Rowe Price Retirement Funds reports strong financials

T. Rowe Price Retirement Funds, Inc. files NPORT-P, showing $19.54 billion in total assets, signaling robust health in the investment management sector.

T. Rowe Price Retirement Funds Reports Strong Asset Growth

T. Rowe Price Retirement Funds, Inc. reports significant assets under management, reflecting stability and performance in the investment management sector.

T. Rowe Price Inflation Protected Bond Fund Updates NPORT-P

T. Rowe Price Inflation Protected Bond Fund, Inc. files NPORT-P, revealing financial metrics and asset allocations amid inflation concerns.

HSBC USA Inc. announces new capped leveraged notes offering

HSBC USA Inc. files a prospectus for capped leveraged notes linked to an international equity index basket, impacting the national commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →