Marshall & Sterling Wealth Advisors Inc. has filed its latest 13F-HR report, revealing a total of $174,656,783 in holdings as of September 30, 2026. This substantial amount underscores the firm's active investment strategy and commitment to transparency within the financial services sector.

The filing, dated October 28, 2026, shows that the firm has made significant investments across various sectors, indicating a diverse portfolio aimed at maximizing returns while managing risks. The total number of reported positions stands at 369, reflecting the firm's extensive engagement in the market.

Background

Marshall & Sterling Wealth Advisors Inc. is based in Poughkeepsie, New York, and operates in the financial services sector. The firm is known for its wealth management services, providing clients with tailored investment strategies. The company has been active in filing various reports with the SEC, including multiple 13F-HR submissions throughout 2026, demonstrating its commitment to regulatory compliance and investor transparency.

What the Filing Says

The 13F-HR filing highlights the firm's investment discretion, which is classified as "SOLE" for all reported holdings. This indicates that Marshall & Sterling has full control over the investments listed. The report includes a variety of issuers, showcasing the firm's strategic allocations in both common stocks and mutual funds.

Impact

This filing may affect various stakeholders, including clients, competitors, and regulatory bodies. Clients can gain insights into the firm's investment strategies and performance, while competitors may analyze the holdings to gauge market positioning and trends. Regulatory bodies will continue to monitor compliance with SEC guidelines, ensuring that firms operate transparently.

What's Next

The filing does not specify any forthcoming actions or changes. However, it is expected that Marshall & Sterling will continue to update its investors and the SEC with future filings, reflecting any changes in its investment strategies or market conditions.