Simplify Exchange Traded Funds Files New Registration Statement
Simplify Exchange Traded Funds files a new registration statement effective November 1, 2026, expanding its investment offerings.
GS Finance Corp. Files Preliminary Pricing Supplement for Notes
GS Finance Corp. files a pricing supplement for notes linked to the S&P 500 Futures Index, aiming to attract investors with structured investment products.
Royal Bank of Canada Files for Capped Enhanced Return Notes
Royal Bank of Canada has filed a preliminary pricing supplement for Capped Enhanced Return Buffer Notes linked to the Invesco QQQ Trust.
SEI Exchange Traded Funds Files Registration Statement Update
SEI Exchange Traded Funds files a new registration statement, indicating a commitment to expanding its ETF offerings in the investment industry.
Americana Partners reports $4.67B in assets under management
Americana Partners, LLC disclosed $4.67 billion in assets under management in its latest filing, reflecting its diverse investment strategy and compliance.
GS Finance Corp. Files for Bearish S&P 500 Index-Linked Notes
GS Finance Corp. has filed a preliminary pricing supplement for Bearish Leveraged S&P 500 Index-Linked Notes, expanding its product offerings.
GraniteShares ETF Trust Expands Offerings with New Filing
GraniteShares ETF Trust files a new registration statement, signaling an expansion in its ETF offerings amid a competitive investment landscape.
Flaherty & Crumrine Fund Reports $251M in Total Assets
Flaherty & Crumrine Preferred & Income Fund Inc reports total assets of $251.3 million and net assets of $158.7 million in latest filing.
Flaherty & Crumrine Dynamic Fund Reports Financial Update
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc reports significant financial updates, revealing key asset and liability figures.
Flaherty & Crumrine reports $1.34B in total assets
Flaherty & Crumrine Preferred & Income Securities Fund Inc reports $1.34 billion in total assets and $828 million in net assets in its latest filing.
Flaherty & Crumrine Fund Reports Financial Update
Flaherty & Crumrine Preferred & Income Opportunity Fund Inc reveals total assets of $213.6 million in its latest financial report.
Virtus Opportunities Trust Reports Financial Position in Filing
Virtus Opportunities Trust files NPORT-P, revealing total assets of $6.85M and net assets of $6.82M as of August 31, 2026.
Virtus Opportunities Trust Reports Financial Metrics in NPORT-P
Virtus Opportunities Trust files NPORT-P, revealing $12M in assets. The report impacts investor confidence in the investment management sector.
Flaherty & Crumrine Fund Reports Financial Status in NPORT-P
Flaherty & Crumrine Total Return Fund Inc reports total assets of $313 million in its latest NPORT-P filing, reflecting its financial health and investment strategies.
JPMorgan Chase Financial Co. files for new structured notes
JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investments linked to Micron and Dell stocks, indicating strategic growth.
Virtus Global Multi-Sector Income Fund Reports Financials
Virtus Global Multi-Sector Income Fund's latest filing reveals significant asset and liability figures, impacting investors and the investment fund industry.
Yokahu Capital LLC - Series 2 Files New Offering Under Rule 506(b)
Yokahu Capital LLC - Series 2 files a new offering under Rule 506(b), allowing for indefinite fundraising in the private equity sector.
Virtus Total Return Fund Inc. Reports Financial Update
Virtus Total Return Fund Inc. discloses financials with total assets over $531 million and net assets around $370 million, reflecting strong management.
Virtus Stone Harbor Emerging Markets Income Fund Reports Assets
Virtus Stone Harbor Emerging Markets Income Fund updates total assets to $214.8 million, with net assets at $163.6 million, impacting its market position.
Virtus Opportunities Trust reports $343 million in assets
Virtus Opportunities Trust's recent filing reveals total assets of $343 million, highlighting its focus on emerging markets debt investments.