UBS Europe SE has submitted its 13F-NT filing for the third quarter of 2026, which details its investment activities as of September 30. This filing is significant as it provides insights into the company's asset management strategies and investment positions.

Background

UBS Europe SE is a financial services company based in Frankfurt, Germany. It operates under the Central Index Key (CIK) 0001894864. The company has been active in filing various forms with the SEC, including recent 13F-NT submissions, which reflect its investment strategies and holdings.

What the Filing Says

The filing, dated November 10, 2026, indicates that UBS Europe SE is continuing its reporting under the 1934 Act. While specific details about the investments were not disclosed in this filing, it is part of a series of quarterly updates that UBS has been providing.

Impact

This filing may affect various stakeholders, including investors and regulatory bodies, who closely monitor the investment activities of major financial institutions. UBS Group AG is also mentioned as another manager involved in the filing, highlighting the interconnected nature of these firms.

What's Next

The filing does not say what happens next.

Filing Details

The 13F-NT filing was submitted with an accession number of 0001894864-26-000004 and is classified under the SEC file number 028-21431. The filing is dated November 10, 2026, and covers the reporting period ending September 30, 2026. This submission type is specifically for reporting changes in investment holdings.

Company Information

UBS Europe SE, incorporated in Germany, is located at Bockenheimer Landstraße 2-4, Frankfurt, 60306. The firm operates under the Central Index Key (CIK) 0001894864 and has a business phone number of (615) 721-4596. Notably, UBS Europe SE was previously known as UBS Business Solutions US LLC until a name change on November 19, 2021.

Management and Reporting

Andrew Johnson, who holds the title of Head Group Shareholding Reporting AMER, signed the filing. His contact number is (615) 393-7153, and he is based in Nashville, TN. The filing also notes that UBS Group AG is another manager involved, with its own SEC file number 028-16612, indicating a collaborative approach in managing investment portfolios.

Omitted Information

The filing does not provide specific details regarding the investment positions or the value of assets held by UBS Europe SE, which are typically included in a standard 13F filing. Additionally, there is no information about any significant changes in the investment strategy or market conditions that may have influenced the company's decisions during the reporting period.