Neuberger Berman ETF Trust has recently filed its N-CEN report, which is crucial for its ongoing compliance with the Securities and Exchange Commission (SEC). This filing, dated November 10, 2026, outlines the structure and operations of the trust's various exchange-traded funds (ETFs). The report is significant as it highlights the trust's commitment to transparency and regulatory adherence in the investment management sector.
Neuberger Berman ETF Trust, incorporated in Delaware, operates as an investment company. It manages a range of ETFs, including the Neuberger Disrupters ETF, Neuberger Commodity Strategy ETF, and Neuberger Quality Select ETF, among others. The trust's recent filings include various forms such as N-CSR and NPORT-P, reflecting its active engagement in regulatory reporting.
The N-CEN report provides detailed information about the trust's series and classes of contracts, which include 15 different funds. Among these are the Neuberger Growth ETF and Neuberger Japan Equity ETF, showcasing the diversity of investment options available to clients. The filing states, "The total number of series is 15," emphasizing the trust's extensive offerings.
This update may impact various stakeholders, including investors, regulatory bodies, and competitors in the investment management industry. The filing ensures that Neuberger Berman ETF Trust remains compliant with SEC regulations, which is essential for maintaining investor confidence and operational integrity.
The filing does not specify what actions will follow this report, leaving stakeholders to await further updates from the trust.
Read Next
BPK International LLC files X-17A-5 report on compliance
Livschitz Leonard files to sell 20,000 shares of Grid Dynamics
NetApp officer Elizabeth O'Callahan files to sell 1,000 shares
Bank of Montreal files for $1.52M in Senior Medium-Term Notes
JPMorgan Chase Financial Co. files pricing supplement for notes
Velocity Financial files to offer $200 million in common stock





