Swan Capital Management, LLC has submitted a 13F Notice, detailing changes in its investment portfolio for the quarter ending September 30, 2026. This filing is significant as it provides insights into the firm's investment strategies and adjustments in response to current market conditions.

Background

Swan Capital Management, LLC, based in Durango, Colorado, is an investment management firm. The company operates under the Central Index Key (CIK) 0001591478. It has been regularly filing 13F Notices, with the most recent submissions occurring on November 10, 2026, and prior filings on August 11, 2026, and May 8, 2026.

What the Filing Says

The recent filing, accession number 0001591478-26-000005, serves as a 13F Notice, which indicates the firm’s investment positions as of the end of September 2026. Details regarding specific changes in the portfolio were not available in the SEC filing.

Impact

This filing may affect various stakeholders, including investors and analysts monitoring Swan Capital's investment strategies. The adjustments reflected in the filing could influence perceptions of the firm's market position and investment philosophy.

What's Next

The filing does not say what happens next.

Filer Information

The filing was submitted by Brad Ackerman, who serves as the Chief Compliance Officer of Swan Capital Management, LLC. His contact number is 813-575-7577, and he signed the document in Belleair Bluffs, Florida, on November 10, 2026.

Company Structure

Swan Capital Management, LLC was formerly known as Swan Capital Management, Inc., with the name change occurring on November 8, 2013. The firm is incorporated in Colorado and operates under the Central Index Key (CIK) number 0001591478.

Additional Filings

The filing also references Swan Global Investments, LLC, which has its own SEC filing number (028-16047) and CIK (0001591505). This indicates a potential relationship or shared management between the two firms, which may be of interest to investors analyzing their investment strategies.

Address and Contact Information

Swan Capital Management, LLC is located at 1099 Main Ave., Suite 206, Durango, Colorado, 81301. This address is consistent across both their business and mailing information, suggesting a stable operational base.

What the Filing Does Not Include

The filing does not provide specific details regarding the changes in the investment portfolio or the rationale behind those adjustments. Additionally, there is no information on the performance of the investments or any forward-looking statements regarding the firm's strategy.