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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

Themes ETF Trust Removes Securities from Nasdaq Exchange

Themes ETF Trust has removed its securities from Nasdaq, impacting investors and reflecting trends in the investment industry.

J.P. Morgan Trust Files New Prospectus for Growth ETF

J.P. Morgan Exchange-Traded Fund Trust updates its prospectus for the JPMorgan Active Growth ETF, focusing on long-term capital appreciation.

PIMCO ETF Trust updates prospectus for municipal bond ETF

PIMCO ETF Trust updates its prospectus for the Intermediate Municipal Bond Active ETF, effective October 20, 2026, impacting tax-exempt income strategies.

J.P. Morgan Trust Files Summary Prospectus for New ETF

J.P. Morgan Exchange-Traded Fund Trust files a summary prospectus for its new ETF, aiming for long-term capital appreciation with a reduced management fee.

J.P. Morgan Exchange-Traded Fund Trust files new prospectus

J.P. Morgan Exchange-Traded Fund Trust files a new prospectus for its ETF, emphasizing high income and total return strategies for investors.

J.P. Morgan Trust Files New Prospectus for Active Value ETF

J.P. Morgan Exchange-Traded Fund Trust updates its prospectus for the JPMorgan Active Value ETF, emphasizing transparency and investment strategies.

Helmsley Charitable Trust Reports $316.9M in Holdings

Leona M. & Harry B. Helmsley Charitable Trust files its 13F-HR, revealing $316.9 million in holdings as of December 31, 2025.

J.P. Morgan Trust Files New Prospectus for Income ETF

J.P. Morgan Exchange-Traded Fund Trust files a new prospectus for its income-focused ETF, reflecting trends in the investment industry.

Themes ETF Trust to Remove Securities from Nasdaq Listing

Themes ETF Trust has filed to delist its securities from Nasdaq, reflecting potential strategic changes for the investment firm.

J.P. Morgan Trust Files New Prospectus for Equity Focus ETF

J.P. Morgan Exchange-Traded Fund Trust files a new prospectus for the JPMorgan Equity Focus ETF, outlining investment strategies and fees.

Putnam ETF Trust Sets New Effective Date for ETFs

Putnam ETF Trust files a post-effective amendment, setting a new effective date for its Franklin Securitized Income ETF and Franklin Short Term Bond ETF.

PIMCO Updates Prospectus for Emerging Markets Fund

PIMCO Funds updates its prospectus for the Emerging Markets Opportunities Fund, adjusting management fees and enhancing investor transparency.

Amplius Wealth Advisors files quarterly report on holdings

Amplius Wealth Advisors, LLC has submitted its quarterly 13F-HR report, reflecting its investment strategies and portfolio changes as of September 30, 2026.

J.P. Morgan Trust files new summary prospectus for ETF

J.P. Morgan Exchange-Traded Fund Trust files a new summary prospectus for its ETF, indicating ongoing innovation in investment options.

J.P. Morgan Trust Files New Prospectus for Data Science ETF

J.P. Morgan Exchange-Traded Fund Trust files a prospectus for the JPMorgan Fundamental Data Science Large Value ETF, focusing on long-term capital appreciation.

Allspring Trust Files Post-Effective Amendment for ETFs

Allspring Exchange-Traded Funds Trust has filed a post-effective amendment to its registration statement, effective November 1, 2026.

Beretta Holding Completes Tender Offer for Sturm Ruger Shares

Beretta Holding S.A. successfully completes its cash tender offer for Sturm, Ruger & Company, acquiring 25% of the shares in a significant industry move.

Eagle Point Income Co files new 497AD document

Eagle Point Income Co has filed a new 497AD document, signaling updates in its investment strategies and reflecting ongoing trends in the investment company sector.

BondBloxx ETF Trust files updated registration statement

BondBloxx ETF Trust files an updated registration statement, signaling growth and competitiveness in the bond investment sector.

Helmsley Charitable Trust Reports $215M in ETF Investments

The Helmsley Charitable Trust's latest filing shows $215M in ETF investments, reflecting a strategic focus on diversified holdings within the charitable sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →