HMS Capital Management files quarterly 13F report for Q3 2026
HMS Capital Management, LLC has submitted its quarterly 13F report, revealing institutional holdings as of September 30, 2026.
GMO Trust Files New Registration Statement with SEC
GMO Trust has filed a new registration statement with the SEC, highlighting updates to its investment offerings and strategies.
Professionally Managed Portfolios Changes Institutional Share Terms
Professionally Managed Portfolios updates terms for Institutional Class shares, now requiring a $500,000 minimum investment, targeting high-net-worth investors.
Themes ETF Trust Delays Effectiveness of ETF Series
Themes ETF Trust delays the effectiveness of two ETF series until October 26, 2026, impacting investor access to new offerings.
AuguStar Variable Insurance Products Fund Inc. Files New Portfolio Registration
AuguStar Variable Insurance Products Fund Inc. has filed a new registration statement for an investment portfolio, indicating growth strategy in the investment sector.
Carlyle Credit Income Fund announces partial redemption of shares
Carlyle Credit Income Fund will partially redeem $6 million of its Series D Preferred Shares on November 18, 2026, indicating a strategic capital adjustment.
Nylim VP Funds Trust Announces Management Changes
Nylim VP Funds Trust updates portfolio management team with Gabrielle Gourgey joining and Joseph MacDougall retiring. Effective dates set for 2026 and 2027.
First Trust Exchange-Traded Fund VIII Files Definitive Materials
First Trust Exchange-Traded Fund VIII files a definitive materials update, detailing investment strategies and associated risks for investors.
Roundhill ETF Trust Delays Effectiveness of Registration
Roundhill ETF Trust files to delay the effectiveness of its registration statement for the Roundhill S&P 500 Defensive Income ETF, reflecting ongoing regulatory compliance.
SmartTrust 766 files certification of no change in materials
SmartTrust 766 confirms stability with a certification of no change in definitive materials, reflecting consistency in the investment trust sector.
QV Investors Inc. files quarterly 13F-HR report for Q3 2026
QV Investors Inc. has filed its quarterly 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.
First Trust updates prospectus for DJIA Dogs ETF
First Trust Exchange-Traded Fund IV updates its prospectus, clarifying the target annual distribution rate for its DJIA Dogs ETF, aligning it with current market yields.
Fidelity California Municipal Trust II Releases Semi-Annual Report
Fidelity California Municipal Trust II shares its semi-annual report detailing fund performance and expenses as of August 31, 2026.
Bitwise Funds Trust Delays ETF Registration Statement Effectiveness
Bitwise Funds Trust has delayed the effectiveness of its ETF registration statement until November 22, 2026, impacting multiple investment strategies.
Nasus Pharma registers 200,000 shares for incentive plan
Nasus Pharma Ltd registers an additional 200,000 shares under its 2019 Incentive Option Plan, reflecting growth and commitment to employee engagement.
Advisors' Inner Circle Fund Files Definitive Materials Update
Advisors' Inner Circle Fund has filed a definitive materials update, signaling key changes in investment strategies and impacting the investment industry.
Vista Gold Corp. Proposes Arrangement with Artemis Gold Inc.
Vista Gold Corp. files preliminary proxy statement for a special meeting to vote on a proposed arrangement with Artemis Gold Inc., signaling strategic changes.
Roundhill ETF Trust delays effectiveness of ETF filing
Roundhill ETF Trust has delayed the effectiveness of its filing for the Roundhill Magnificent Seven Plus ETF, indicating strategic adjustments amid regulatory requirements.
Penn Mutual Asset Management Files Latest 13F-HR Report
Penn Mutual Asset Management reveals key investments in its latest 13F-HR filing, showcasing its strategic positioning in the asset management sector.
Principal Exchange-Traded Funds removes Principal Quality ETF
Principal Exchange-Traded Funds has removed its Principal Quality ETF from the Nasdaq, signaling changes in the investment management landscape.