TRUE Private Wealth Advisors files latest 13F-HR report
TRUE Private Wealth Advisors has filed its 13F-HR report, revealing investment holdings as of September 30, 2026, shedding light on its asset management strategies.
Kingsbury Capital Investment Advisors Files Latest 13F-HR Report
Kingsbury Capital Investment Advisors has submitted its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting current market strategies.
FT 13288 Files Certification of No Change in Materials
FT 13288 confirms no changes in definitive materials, indicating stability in operations and compliance with regulatory standards.
Columbia Funds Series Trust II reports significant redemptions
Columbia Funds Series Trust II files 24F-2NT, reporting over $4.3 billion in redemptions, reflecting its financial strategies amid market conditions.
VanEck ETF Trust Delays Effectiveness of Registration Statement
VanEck ETF Trust files to delay the effectiveness of its registration statement, impacting its operational timeline and compliance in the investment industry.
Trust for Professional Managers reveals portfolio update
Trust for Professional Managers shares portfolio details in recent filing, showcasing significant assets under management and impacting the investment management sector.
VanEck ETF Trust Delays Registration Statement Effectiveness
VanEck ETF Trust has filed to delay the effectiveness of its registration statement, impacting its compliance strategy and the investment industry.
Thrivent ETF Trust Confirms Prospectus Changes Are Unchanged
Thrivent ETF Trust files a 497J form certifying no changes in its prospectus, reinforcing its commitment to transparency in the investment sector.
ETF Series Solutions Sets New Effective Date for ETF Registration
ETF Series Solutions has amended its registration for the Defiance Fusion ETF, establishing a new effective date as part of its ongoing market strategy.
Trust for Professional Managers reports $1.02 billion in assets
Trust for Professional Managers reveals $1.02 billion in assets in its latest filing, highlighting key borrower relationships and investment strategies.
FT 13300 files definitive letter confirming registration statement
FT 13300 certifies no changes in its recent registration statement amendment, ensuring compliance with SEC regulations.
Traws Pharma schedules special meeting for reverse stock split
Traws Pharma, Inc. announces a special meeting to discuss a reverse stock split and other proposals, scheduled for December 3, 2026.
iShares Trust liquidates iBonds Oct 2026 Term TIPS ETF
iShares Trust announces the liquidation of its iBonds Oct 2026 Term TIPS ETF, effective October 20, 2026, impacting investors and the ETF market.
J.P. Morgan Trust Updates Prospectus for Enhanced ETF
J.P. Morgan Exchange-Traded Fund Trust updates its prospectus for the JPMorgan U.S. Research Enhanced Large Cap ETF, focusing on fees and investment strategies.
Undiscovered Managers Funds Files New Prospectus for Fund
Undiscovered Managers Funds has filed a new prospectus for its Behavioral Value Fund, detailing changes effective November 1, 2026.
Aptus Capital Advisors Seeks Exemption Under Investment Act
Aptus Capital Advisors files for an exemption under the Investment Company Act, aiming to streamline fund management and enhance operational efficiency.
J.P. Morgan Trust Files New Prospectus for Enhanced Equity ETF
J.P. Morgan Exchange-Traded Fund Trust files a new prospectus for its ETF, detailing investment strategies and fees for investors.
NYLIM Funds Trust Files Post-Effective Amendment
NYLIM Funds Trust has filed a post-effective amendment to its registration statement, allowing for the addition of exhibits and reflecting ongoing regulatory compliance.
Tempest Therapeutics to Reconvene Special Meeting for Vote
Tempest Therapeutics will reconvene a special meeting on November 12 to vote on a corporate governance amendment, aiming to streamline decision-making.
Themes ETF Trust Files Notification of Removal from Nasdaq
Themes ETF Trust has filed to remove its listing from Nasdaq, signaling a strategic shift in its operations and impacting the ETF industry.