Clicky

Thursday, October 29, 2026

Companies

Public company updates

Morgan Stanley Finance files for new structured investment securities

Morgan Stanley Finance LLC announces a new offering of structured investment securities, targeting investors seeking leveraged returns.

Carmichael BMAC LLC raises $3.56 million in private offering

Carmichael BMAC LLC successfully completes a $3.56 million private offering, signaling growth potential in the real estate sector.

UBS AG launches $557,900 Trigger Autocallable Notes

UBS AG announces a new offering of Trigger Autocallable Contingent Yield Notes linked to Palantir Technologies, expanding its investment product range.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for callable contingent income securities, indicating a strategic move in the securities market.

BofA Finance LLC launches $75,000 Buffered Notes linked to ETF

BofA Finance LLC has filed for $75,000 in Buffered Auto-Callable Notes linked to the VanEck Gold Miners ETF, expanding its product offerings.

GS Finance Corp. issues $8.67 million in equity-linked notes

GS Finance Corp. announces issuance of $8.67 million in Buffered Digital Equity-Linked Notes due 2027, guaranteed by Goldman Sachs.

DarkHorse Technologies files prospectus for share resale

DarkHorse Technologies Inc. files a prospectus for the resale of 3,333,322 common shares, marking a significant step in its financial strategy.

Steinberganna Wealth Management Reports $232.6M in Holdings

Steinberganna Wealth Management's latest 13F-HR filing shows $232.6 million in holdings, reflecting its investment strategies as of September 30, 2026.

Next Level Private LLC reveals $519 million in holdings

Next Level Private LLC files 13F-HR, revealing holdings valued at over $519 million, reflecting its investment strategy in major corporations.

UBS AG files preliminary pricing for new yield notes

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to Caterpillar Inc., diversifying its offerings.

Neuberger Berman ETF Trust Files Post-Effective Amendment

Neuberger Berman ETF Trust has filed a post-effective amendment for its Neuberger Floating Rate Income ETF, signaling strategic growth in the investment sector.

Kinetics Portfolios Trust Files Updated Semi-Annual Report

Kinetics Portfolios Trust has submitted an updated semi-annual report, emphasizing compliance and transparency in its investment practices.

Conifer Management Acquires Significant Shares in Group 1 Automotive

Conifer Management, L.L.C. has increased its stake in Group 1 Automotive Inc., signaling confidence in the automotive retail sector.

CEO Tsang Chi Keung Reports Stock Transactions at Bitmine

CEO Tsang Chi Keung of Bitmine Immersion Technologies reports multiple stock transactions, indicating ongoing executive ownership changes.

Morgan Stanley Finance LLC Unveils New Structured Investments

Morgan Stanley Finance LLC announces a pricing supplement for Jump Securities, highlighting its innovative approach in the securities market.

MFS Series Trust X reports annual filing with key updates

MFS Series Trust X's latest filing reveals significant securities activity, reflecting trends in the investment industry and competition among firms.

GS Finance Corp. files registration for leveraged notes

GS Finance Corp. has filed a registration statement for leveraged notes linked to the EURO STOXX 50 index, aiming to attract new investors.

GS Finance Corp. files for $890,000 in index-linked notes

GS Finance Corp. has filed a registration statement for $890,000 in index-linked notes, enhancing its offerings in the competitive securities industry.

US Bancorp announces pricing for new callable notes

US Bancorp reveals details for its callable Senior Medium-Term Notes, Series EE, with a 6.25% interest rate, impacting the national commercial banks sector.

MKT Advisors LLC reports $311.6 million in latest 13F-HR

MKT Advisors LLC's recent 13F-HR filing shows a portfolio valued at $311.6 million, reflecting its investment strategy and key holdings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →