Colony Family Offices reports $437.5M in 13F-HR filing
Colony Family Offices reveals $437.5 million in assets in its latest 13F-HR filing, maintaining significant stakes in tech giants like Apple and Amazon.
Barclays Bank announces new Barrier Digital Notes offering
Barclays Bank PLC files a preliminary pricing supplement for new Barrier Digital Notes due October 2029, enhancing its product offerings in commercial banking.
LH Strategic Seed raises $1.128 million in new offering
LH Strategic Seed has successfully raised $1.128 million in a new offering, highlighting trends in the venture capital sector.
Eagle Point RCR Opportunity Fund US LP Files New Offering
Eagle Point RCR Opportunity Fund US LP announces a new offering, aiming to attract investors in the hedge fund space with a minimum investment of $100,000.
Listed Funds Trust Files SEC Certification
Listed Funds Trust submits a certification to the SEC, reinforcing its commitment to regulatory compliance and transparency in the investment sector.
Conexeu Sciences files new offering under Rule 506(b)
Conexeu Sciences Inc. files for a private equity offering, aiming to raise $3 million in the orthopedic and surgical appliances sector.
Van Kampen Unit Trusts Taxable Income Series 266 Updates Filing
Van Kampen Unit Trusts Taxable Income Series 266 files a post-effective amendment, allowing continued unit offerings and reflecting industry trends.
Global X Funds files registration for Aluminum Miners ETF
Global X Funds files a registration statement for the Global X Aluminum Miners ETF, expanding its investment offerings in a competitive ETF market.
Greenwave Technology Solutions Sets Annual Meeting for Dec. 7
Greenwave Technology Solutions, Inc. announces its annual meeting on December 7, 2026, focusing on director elections and accounting firm appointments.
Greenwich LifeSciences Sets Annual Meeting for December 2026
Greenwich LifeSciences has announced its 2026 annual meeting, set for December 18, where stockholders will vote on key governance matters.
Invesco Unit Trusts files amendment for Municipal Series 1363
Invesco Unit Trusts, Municipal Series 1363, files an amendment to its registration statement, expanding its investment offerings in municipal securities.
Segment Wealth Management Reveals Latest 13F-HR Holdings
Segment Wealth Management's latest 13F-HR filing shows diverse investments, including Apple and Amazon, reflecting its strategic positioning in the market.
Invesco Unit Trusts Files Post-Effective Amendment for Offering
Invesco Unit Trusts, Municipal Series 1339, has filed a post-effective amendment, signaling readiness for public offering and enhancing its municipal bond strategy.
Advisors Series Trust Updates Advisory Agreement for Fund
Advisors Series Trust files a supplement on its PIA High Yield Fund, detailing changes in advisory agreements and the need for shareholder votes.
Invesco Unit Trusts Updates Registration Statement for Municipal Series
Invesco Unit Trusts, Municipal Series 1338 files a post-effective amendment, reflecting updates to its offerings and commitment to tax-exempt investments.
Harvey Investment Co reports $925.7M in holdings for Q3 2026
Harvey Investment Co LLC's latest 13F-HR report reveals $925.7 million in holdings, showcasing a diverse investment strategy as of September 30, 2026.
Citigroup launches new unsecured debt securities offering
Citigroup Inc. files a pricing supplement for new unsecured debt securities linked to the synthetic 2Y2Y SOFR CMS rate, reflecting its funding strategy.
JPMorgan Chase Financial Co. LLC Announces New Note Offering
JPMorgan Chase Financial Co. LLC has filed a pricing supplement for Trigger Autocallable Contingent Yield Notes linked to major indices, highlighting new investment opportunities.
GS Finance Corp. Files Pricing Supplement for Structured Investment
GS Finance Corp. has filed a pricing supplement for a new structured investment linked to the Russell 2000 Index, emphasizing innovation in the financial sector.
ProFunds Files New Registration Statement with SEC
ProFunds submits a new registration statement, enhancing transparency and compliance in the investment sector, impacting investor confidence.