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Thursday, October 29, 2026

Companies

Public company updates

Peggy Alford Files to Sell 390 Shares of Meta Stock

Peggy Alford, director at Meta Platforms, Inc., files to sell 390 shares of Class A common stock under a Rule 10b5-1 trading plan.

Curry Webb Wealth Management Reports $259.8 Million in Holdings

Curry Webb Wealth Management LLC's latest filing reveals $259.8 million in holdings, showcasing a diverse investment portfolio including major companies.

Lancaster Investment Management amends 13F-HR filing

Lancaster Investment Management updates its 13F-HR filing, reflecting changes in asset holdings and demonstrating commitment to transparency.

Value Partners Investments reports $1.4B in holdings

Value Partners Investments Inc. disclosed a total holding value of over $1.4 billion in its latest filing, highlighting its strategic investments.

Morgan Stanley Finance LLC Unveils New Structured Investment

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment linked to Moderna, Inc., enhancing its market offerings.

Investors Towarzystwo Funduszy Inwestycyjnych Reports Holdings

Investors Towarzystwo Funduszy Inwestycyjnych reveals $290.97 million in holdings in its latest 13F-HR filing, highlighting its investment strategy.

Goldman Sachs Trust files post-effective amendment for fund

Goldman Sachs Trust updates its registration for the Goldman Sachs Hedged Alternative Risk Premia Fund, indicating strategic adjustments in the investment sector.

Giamatteo files to sell 99,000 shares of Blackberry Limited

John Joseph Giamatteo has filed to sell 99,000 shares of Blackberry Limited, valued at $865,368.90, following a recent significant stock sale.

TH-0810 Fund II launches new venture capital fund, raises $70K

TH-0810 Fund II has launched a new venture capital fund, successfully raising $70,000 to support various investment opportunities.

Bank of Nova Scotia offers $1M in autocallable notes

Bank of Nova Scotia files for $1M in autocallable notes, linked to major tech stocks, reflecting innovative funding strategies in state commercial banking.

UBS AG Files Preliminary Pricing Supplement for New Securities

UBS AG has filed a preliminary pricing supplement for contingent income auto-callable securities linked to JPMorgan Chase & Co.'s stock, reflecting innovation in banking.

Titan Investment Management Reports $136.8M in Holdings

Titan Investment Management LLC discloses $136.8M in holdings as of September 30, 2026, showcasing its investment strategy in the financial services sector.

Van Kampen Focus Portfolios Amends Registration for Trust

Van Kampen Focus Portfolios Taxable Income Series 41 files an amendment to its registration, enhancing transparency in the investment trust sector.

Capstone Capital Management reveals $247 million in holdings

Capstone Capital Management Ltd files 13F-HR, showing $247 million in holdings as of September 30, 2026, highlighting its investment strategies.

reAlpha Tech Corp. Updates Director Compensation Policy

reAlpha Tech Corp. has revised its non-executive director compensation policy, increasing annual compensation to $100,000 ahead of its annual meeting.

Silicon Valley Acquisition Corp. Secures Unsecured Financing Deal

Silicon Valley Acquisition Corp. announces a new financing agreement with EigenQ, involving subordinated unsecured notes ahead of a business combination.

Silicon Valley Acquisition Corp. Secures $5M in Financing

Silicon Valley Acquisition Corp. announces a $5 million financing deal with EigenQ, strengthening its capital structure ahead of a merger.

Invesco Unit Trusts files post-effective amendment for Series 1318

Invesco Unit Trusts has filed a post-effective amendment for Municipal Series 1318, reflecting compliance with SEC regulations and focus on municipal bonds.

Invesco Unit Trusts Files Amendment for Public Offering

Invesco Unit Trusts, Municipal Series 1319, files a post-effective amendment for public offering, enhancing tax-exempt investment options.

RWC (US) LLC files 13F Notice reflecting investment changes

RWC (US) LLC's latest 13F Notice indicates changes in its investment strategy, impacting the asset management industry.

Financialist News Desk

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