FT 13440 files registration statement for new investment trust
FT 13440 has filed a registration statement for a new series of unit investment trusts, indicating growth in the investment management sector.
Bator Thomas E. files 13F-NT for Q3 2026 investment report
Bator Thomas E. submits a 13F-NT filing, detailing investment changes for Q3 2026, impacting the investment management industry.
Morgan Stanley Finance LLC Files Pricing Supplement for New Securities
Morgan Stanley Finance LLC has filed a pricing supplement for new securities linked to Micron Technology, emphasizing its focus on structured investments.
Deltec Emerging Market Equities Amends Offering Details
Deltec Emerging Market Equities, L.P. has filed an amendment to its offering, reflecting updates in its investment strategy and investor participation.
Citigroup files for new medium-term senior notes offering
Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, reflecting ongoing capital-raising efforts in the banking sector.
State Street CEO Ronald O'Hanley Files to Sell Shares
Ronald P. O'Hanley III of State Street Corp has filed to sell 14,554 shares, valued at $2.4 million, marking a significant executive stock transaction.
Alpha Teknova announces public offering of common stock
Alpha Teknova, Inc. has filed a preliminary prospectus for a public offering of common stock, aiming to raise capital for growth in the diagnostic sector.
Herbert John K III files 13F Notice for September 2026
Herbert John K III files a 13F Notice, detailing its holdings as of September 30, 2026, impacting investment strategies in the financial services sector.
JPMorgan Chase Financial Co. announces $7.365M structured notes
JPMorgan Chase Financial Co. LLC files a pricing supplement for $7.365 million in structured investments linked to major stock indices.
UBS AG files pricing supplement for $5.51M yield notes
UBS AG files a pricing supplement for $5.51 million in Trigger Callable Contingent Yield Notes, linked to S&P 500 and Russell 2000 indices.
GS Finance Corp. Files Pricing Supplement for Market-Linked Notes
GS Finance Corp. has filed a pricing supplement for $5.36 million in market-linked notes tied to international equity indices, signaling a strategic move.
UBS AG files preliminary pricing supplement for new Notes
UBS AG has filed a preliminary pricing supplement for Airbag Autocallable Yield Notes, enhancing its product offerings in the banking sector.
Tamboran Resources Announces Virtual Annual Meeting for 2026
Tamboran Resources Corp will hold its Annual Meeting of Stockholders virtually on November 19, 2026, streamlining participation for shareholders.
FT 13441 Files Registration Statement for New Investment Units
FT 13441 has filed a registration statement for an indefinite number of investment units, signaling growth in the unit investment trust sector.
BIDSSIGNAL LTD. launches $100 million equity offering
BIDSSIGNAL LTD. has initiated a $100 million equity offering, aiming to expand its operations and attract new investors.
Tempus AI files amended registration for merger with Personalis
Tempus AI, Inc. files an amended registration statement for its merger with Personalis, Inc., impacting the computer programming and data processing sector.
UBS AG announces $11 million Trigger Callable Notes offering
UBS AG has filed for $11 million in Trigger Callable Contingent Yield Notes, enhancing its offerings in the national commercial banking sector.
Traws Pharma schedules special meeting for reverse stock split
Traws Pharma, Inc. announces a special meeting to discuss a reverse stock split and other proposals, scheduled for December 3, 2026.
Tanmiya LP Files Offering Under Rule 506(b) for Capital Raise
Tanmiya LP has filed a new offering under Rule 506(b), signaling its intent to raise capital through a private equity fund.
MN8 Energy to Merge with Greenbacker Renewable Energy
MN8 Energy Holdings LLC announces a merger with Greenbacker Renewable Energy Company, set for a shareholder vote on November 23, 2026.