Clicky

Sunday, November 1, 2026

Companies

Public company updates

Manager Directed Portfolios Files Monthly Portfolio Report

Manager Directed Portfolios has submitted its monthly portfolio investments report, emphasizing transparency and compliance in the investment sector.

Principal Funds Files Monthly Portfolio Investments Report

Principal Funds, Inc. has submitted its monthly portfolio investments report, shedding light on its investment strategies and holdings.

COMM 2015-PC1 Mortgage Trust files latest distribution report

COMM 2015-PC1 Mortgage Trust submits its latest distribution report, highlighting its ongoing operations in the asset-backed securities market.

Protective COLI PPVUL Amends Securities Offering

Protective COLI PPVUL has filed an amendment to its securities offering, signaling a strategic move in the investment sector.

Thoma Bravo files quarterly report on investment holdings

Thoma Bravo, L.P. files its quarterly report detailing investment holdings as of September 30, 2026, offering insights into its private equity strategies.

JPMDB Commercial Mortgage Securities Trust 2020-COR7 Files ABS-EE

JPMDB Commercial Mortgage Securities Trust 2020-COR7 has submitted an ABS-EE report, signaling ongoing activities in asset-backed securities.

BlackRock Funds II files monthly portfolio investments report

BlackRock Funds II has submitted its monthly portfolio investments report, highlighting its asset allocations as of August 31, 2026.

Royal Bank of Canada files new prospectus for capital raise

Royal Bank of Canada files a new prospectus, signaling a potential capital-raising initiative amid competitive commercial banking trends.

Principal Funds files monthly portfolio investments report

Principal Funds, Inc. has submitted its latest monthly portfolio investments report, providing insights into its investment strategies and industry trends.

OmniStar Financial Group files quarterly report on holdings

OmniStar Financial Group has submitted its quarterly report, detailing investment holdings as of September 30, 2026, impacting its financial strategies.

CNL Strategic Capital files prospectus supplement for investors

CNL Strategic Capital, LLC files a prospectus supplement, signaling strategic updates in its investment advice operations.

iCapital-Fortress Net Lease REIT Amends Securities Offering

iCapital-Fortress Net Lease REIT Offshore Access Fund SPC has amended its securities offering, signaling a strategic move in fundraising efforts.

Bank of Montreal files free writing prospectus for capital

Bank of Montreal has filed a free writing prospectus, signaling its efforts to raise capital in a competitive banking environment.

Citigroup files preliminary pricing supplement for securities

Citigroup Inc. has filed a preliminary pricing supplement, signaling new securities issuance in a competitive banking environment.

Wells Fargo Finance LLC Files New Prospectus for Securities

Wells Fargo Finance LLC has filed a new prospectus, indicating ongoing capital-raising efforts in the competitive banking sector.

Ravenswood Investments III LP files amended notice for offering

Ravenswood Investments III LP has filed an amended notice for an exempt offering of securities, reflecting ongoing efforts in the investment management sector.

CD 2016-CD2 Mortgage Trust Files Latest Distribution Report

CD 2016-CD2 Mortgage Trust files its latest distribution report, highlighting ongoing activity in the asset-backed securities market.

Ravenswood II LP amends exempt offering of securities

Ravenswood II LP updates its exempt offering of securities, reflecting changes in the investment landscape and potential impacts on future fundraising.

Legg Mason Partners Income Trust Files Monthly Portfolio Report

Legg Mason Partners Income Trust has submitted its monthly portfolio report, showcasing its investment strategies and commitment to transparency.

Western Asset Trust Files Monthly Portfolio Investments Report

Western Asset Investment Grade Opportunity Trust Inc. has filed its monthly portfolio investments report, offering insights into its investment strategies and asset allocations.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →