Clicky

Sunday, November 1, 2026

Companies

Public company updates

Barclays Bank files prospectus for new securities offering

Barclays Bank PLC files a prospectus to offer new securities, aiming to strengthen its capital position amid evolving trends in the commercial banking sector.

Arbor Investment Advisors files quarterly 13F-HR report

Arbor Investment Advisors, LLC has submitted its quarterly 13F-HR report, showcasing its investment holdings and strategies as of September 30, 2026.

Bank of Montreal files free writing prospectus for offerings

Bank of Montreal has submitted a free writing prospectus, signaling potential new financial offerings in the commercial banking sector.

Wells Fargo Finance files preliminary pricing supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement, indicating new financial strategies in the competitive banking sector.

ClearBridge Energy Midstream Opportunity Fund Reports Holdings

ClearBridge Energy Midstream Opportunity Fund releases its monthly portfolio investments report, impacting investor sentiment in the energy sector.

Greenhaven Associates Inc. Files 13F-HR for Q3 2026

Greenhaven Associates Inc. has filed its 13F-HR report for Q3 2026, detailing its investment holdings as of September 30.

Bank of Montreal Files New Free Writing Prospectus

Bank of Montreal has filed a new free writing prospectus, reflecting strategic initiatives in the commercial banking sector.

BofA Finance LLC files prospectus for new debt offering

BofA Finance LLC has filed a prospectus to raise capital through a new debt offering, reflecting trends in the National Commercial Banks sector.

Legg Mason Partners Investment Trust Files Monthly Portfolio Report

Legg Mason Partners Investment Trust has submitted its latest monthly portfolio investment report, highlighting its commitment to transparency in investment management.

Legg Mason Partners Income Trust Files Monthly Portfolio Report

Legg Mason Partners Income Trust has submitted its monthly portfolio investment report, shedding light on its holdings and industry trends.

Western Asset Intermediate Muni Fund files monthly report

Western Asset Intermediate Muni Fund Inc. has filed its monthly portfolio investments report, shedding light on its investment strategies and asset allocations.

SWS Partners files quarterly report on investment holdings

SWS Partners has submitted its quarterly report detailing investment holdings as of September 30, 2026, reflecting ongoing strategies in the financial sector.

Bank of Montreal Files FWP to Update Financial Strategies

Bank of Montreal's recent SEC filing outlines new financial strategies, highlighting its proactive approach in the competitive commercial banking sector.

Legg Mason Partners Investment Trust Files Monthly Report

Legg Mason Partners Investment Trust files its monthly portfolio report, shedding light on its investment activities and trends in the investment sector.

BlackRock Funds Files Monthly Portfolio Investments Report

BlackRock Funds submits its monthly portfolio investments report, emphasizing transparency and compliance in the investment management industry.

LMP Capital & Income Fund files monthly portfolio report

LMP Capital & Income Fund Inc. files its monthly portfolio report, shedding light on investment strategies and trends in the investment management industry.

BlackRock Large Cap Focus Growth Fund Releases Monthly Report

BlackRock Large Cap Focus Growth Fund, Inc. has submitted its monthly portfolio investments report, reflecting its holdings as of August 31, 2026.

Wingate Wealth Advisors files quarterly 13F-HR report

Wingate Wealth Advisors, Inc. has submitted its quarterly 13F-HR report, detailing its investment holdings as of September 30, 2026.

BlackRock Funds Submits Monthly Portfolio Investments Report

BlackRock Funds has filed its monthly portfolio investments report, shedding light on its investment strategies and industry trends.

BlackRock Large Cap Series Funds Reports Monthly Portfolio Update

BlackRock Large Cap Series Funds, Inc. shares its monthly portfolio investments in a recent SEC filing, offering insights into its investment strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →