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Sunday, November 1, 2026

Companies

Public company updates

Benchmark 2024-V5 Mortgage Trust Files ABS-EE Report

Benchmark 2024-V5 Mortgage Trust has filed an ABS-EE report, highlighting its ongoing operations in the asset-backed securities market.

Northern Lights Fund Trust II Files Monthly Portfolio Report

Northern Lights Fund Trust II has submitted its monthly portfolio investments report, showcasing its holdings as of August 31, 2026.

THOR Financial Technologies Trust Files Monthly Portfolio Report

THOR Financial Technologies Trust has submitted its monthly portfolio investments report, showcasing its asset management strategies and commitment to transparency.

Protective COLI PPVUL SV files amended notice of exempt offering

Protective COLI PPVUL SV has filed an amended notice of exempt offering of securities, signaling ongoing capital-raising efforts.

SmartHarvest Portfolios files quarterly 13F-HR report

SmartHarvest Portfolios, LLC submits its quarterly 13F-HR report, revealing its investment strategy and holdings as of September 30, 2026.

JPMorgan Chase files free writing prospectus for offering

JPMorgan Chase & Co. has filed a free writing prospectus, signaling a new offering as it adapts in the competitive national commercial banking sector.

2023 ETF Series Trust files monthly portfolio investments report

2023 ETF Series Trust has filed its monthly portfolio investments report, shedding light on its holdings as of August 31, 2026.

HSBC USA Inc. files prospectus for new capital offering

HSBC USA Inc. has filed a prospectus for a new offering, indicating a strategic move to enhance its capital structure in the National Commercial Banks sector.

Northern Lights Fund Trust II Files Monthly Portfolio Report

Northern Lights Fund Trust II has filed its monthly portfolio investments report, shedding light on its investment strategies and the Weitz Multisector Bond ETF.

JPMorgan Chase Financial Co. files new free writing prospectus

JPMorgan Chase Financial Co. LLC has filed a new free writing prospectus, signaling potential changes in its financial offerings and impacting the banking sector.

O'Connor Financial Group files quarterly report on holdings

O'Connor Financial Group LLC submits its quarterly report detailing institutional holdings as of September 30, 2026, reflecting key investment strategies.

JPMDB Commercial Mortgage Trust Files Latest Distribution Report

JPMDB Commercial Mortgage Securities Trust 2020-COR7 files a distribution report, reflecting ongoing activity in the asset-backed securities sector.

Benchmark 2026-V24 Mortgage Trust Files New Free Writing Prospectus

Benchmark 2026-V24 Mortgage Trust has filed a new free writing prospectus, signaling proactive strategies in the evolving asset-backed securities market.

Northern Lights Fund Trust II Files Monthly Portfolio Report

Northern Lights Fund Trust II has submitted its latest monthly portfolio investments report, highlighting key holdings and strategies in the investment management sector.

83North VD, L.P. Announces Exempt Offering of Securities

83North VD, L.P. files Form D for an exempt offering of securities, indicating potential growth and opportunities in the investment sector.

Protective BOLI PPVUL amends exempt offering filing

Protective BOLI PPVUL has amended its exempt offering of securities, indicating a significant update in its regulatory compliance efforts.

LANARK Financial files quarterly 13F-HR report for Q3 2026

LANARK Financial, Inc. has filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Bank of Nova Scotia Files Prospectus for Capital Raise

Bank of Nova Scotia has filed a prospectus to raise capital, indicating a strategic move to strengthen its financial position in the state commercial banking sector.

Principal Funds submits monthly portfolio investment report

Principal Funds, Inc. files its monthly portfolio investment report, highlighting investment strategies and trends in the investment management industry.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement that could impact its capital structure and the national commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →