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Sunday, November 1, 2026

Companies

Public company updates

PlayerSense Systems files amended notice of exempt offering

PlayerSense Systems, Inc. has filed an amended notice of exempt offering, signaling potential changes in funding strategies for the tech industry.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, indicating a new offering in the national commercial banking sector.

Busey Bank files latest 13F-HR report for Q3 2026

Busey Bank has submitted its 13F-HR report, detailing institutional holdings as of September 30, 2026, reflecting its investment strategy and transparency.

Valley Brook Capital files quarterly 13F-HR report

Valley Brook Capital Group, Inc. files its quarterly 13F-HR report, detailing investment holdings and reflecting on its strategy in the financial services sector.

Barclays Bank files new prospectus to raise capital

Barclays Bank PLC has filed a new prospectus, highlighting its strategy to raise capital and strengthen its position in the commercial banking sector.

FIVE 2023-V1 Mortgage Trust Files ABS-EE Report

FIVE 2023-V1 Mortgage Trust has filed an ABS-EE report, reflecting ongoing activity in the asset-backed securities market.

Trust Ventures Fund V, LP announces new exempt offering

Trust Ventures Fund V, LP files for an exempt offering of securities, signaling a strategic capital raise in the investment management sector.

THOR Financial Technologies Trust Files Monthly Portfolio Report

THOR Financial Technologies Trust submits its monthly portfolio investments report, shedding light on its investment activities and strategies.

Nicholas Wealth files quarterly report detailing holdings

Nicholas Wealth, LLC. filed its quarterly report, revealing investment holdings as of September 30, 2026, impacting the financial services sector.

Principal Funds files latest monthly portfolio investment report

Principal Funds, Inc. has submitted its monthly portfolio investment report, highlighting key investment strategies and trends in the bond market.

Barclays Bank files prospectus to raise capital through offerings

Barclays Bank PLC has filed a new prospectus to raise capital, reflecting its strategy to strengthen financial position amid market changes.

Sterling Wealth Management files quarterly 13F-HR report

Sterling Wealth Management, Inc. files its quarterly 13F-HR report, revealing institutional investment holdings and strategies as of September 30, 2026.

THOR Financial Technologies Trust Files Monthly Portfolio Report

THOR Financial Technologies Trust submits its monthly portfolio investments report, showcasing transparency and ongoing investment strategies.

Highland Capital Management files latest 13F-HR report

Highland Capital Management, LLC submits its 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

Regents of University of California files quarterly holdings report

The Regents of the University of California submitted their quarterly report detailing institutional holdings as of September 30, 2026.

VerionyX, Inc. Files for Exempt Offering of Securities

VerionyX, Inc. has filed a Form D for an exempt offering of securities, indicating a new capital-raising strategy and reflecting industry trends.

GS Finance Corp. files prospectus update on October 26, 2026

GS Finance Corp. has filed a prospectus update, signaling potential changes in its financial strategy within the Security Brokers, Dealers & Flotation Companies sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has submitted a preliminary pricing supplement, indicating strategic financial maneuvers in the commercial banking sector.

HFS Aubrey Lots, LP announces exempt offering of securities

HFS Aubrey Lots, LP has filed a Form D for an exempt offering of securities, signaling potential growth and interest in the real estate sector.

Barclays Bank PLC files new prospectus for capital raising

Barclays Bank PLC has filed a new prospectus, signaling its efforts to raise capital and strengthen its position in the commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →