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Sunday, November 1, 2026

Companies

Public company updates

Bank of Nova Scotia files prospectus for new capital offering

Bank of Nova Scotia has filed a prospectus for a new capital offering, reflecting proactive strategies in the State Commercial Banks sector.

Deutsche DWS Securities Trust Reports Monthly Portfolio Update

Deutsche DWS Securities Trust has filed its monthly portfolio investment report, shedding light on its holdings as of August 31, 2026.

Van Kampen Unit Trusts Files Annual Securities Registration Notice

Van Kampen Unit Trusts Taxable Income Series 194 files a notice for annual securities registration, reflecting ongoing transparency and industry trends.

Graham Capital files 13F-HR report for Q3 2026 holdings

Graham Capital Wealth Management has submitted its 13F-HR filing for Q3 2026, outlining its investment holdings and strategies.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling its strategy to enhance capital market activities.

Bank of Montreal files prospectus for new offering

Bank of Montreal has filed a prospectus for a new offering, enhancing its capital position amidst a competitive commercial banking landscape.

Deutsche DWS State Tax-Free Income Series Reports Portfolio Update

Deutsche DWS State Tax-Free Income Series shares its latest monthly portfolio investments report, highlighting strategic management in tax-free income funds.

Deutsche DWS Asset Allocation Trust Files Monthly Report

Deutsche DWS Asset Allocation Trust updates its monthly portfolio investments report, highlighting its ongoing investment management strategies.

Mount Vernon Associates files quarterly report on holdings

Mount Vernon Associates Inc. has filed its latest quarterly report, revealing key updates on its institutional holdings and financial positioning.

Great Lakes Retirement files latest 13F-HR report

Great Lakes Retirement, Inc. has submitted its 13F-HR report, revealing key investment holdings as of September 30, 2026.

Porsche Innovative Lease Owner Trust 2026-1 Reports ABS Activity

Porsche Innovative Lease Owner Trust 2026-1 filed a report on asset-backed securities, emphasizing transparency and ongoing financial activities in the sector.

BBR ALO Fund files definitive proxy statement for shareholders

BBR ALO Fund, LLC has filed a definitive proxy statement, indicating upcoming shareholder meetings and governance decisions.

Overwatch Data files Form D for exempt securities offering

Overwatch Data, Inc. files a Form D for an exempt offering of securities, indicating a move to raise capital and highlighting trends in the tech industry.

COMM 2017-COR2 Mortgage Trust Files Latest Distribution Report

COMM 2017-COR2 Mortgage Trust files its latest distribution report, showcasing its compliance and ongoing operations in the asset-backed securities market.

BofA Finance LLC files new prospectus for securities offering

BofA Finance LLC has filed a new prospectus, signaling important changes in the national commercial banking sector.

CPG Vintage Access Fund VII files additional proxy materials

CPG Vintage Access Fund VII, LLC files additional definitive proxy materials, emphasizing transparency and governance in the investment management industry.

Kyriakopoulos Panagiotis files Form 144 for securities sale

Kyriakopoulos Panagiotis has filed a Form 144, indicating plans to sell securities, which may impact the water transportation industry.

Bank of Montreal files prospectus for securities offering

Bank of Montreal has filed a prospectus to offer securities, indicating plans to raise capital in a competitive commercial banking landscape.

Deutsche DWS State Tax-Free Income Series Files Monthly Report

Deutsche DWS State Tax-Free Income Series submits its latest monthly portfolio investments report, highlighting its ongoing investment strategy and transparency.

DWS Municipal Income Trust Files Monthly Portfolio Report

DWS Municipal Income Trust has submitted its monthly portfolio investments report, shedding light on its investment strategies and industry trends.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →