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Sunday, November 1, 2026

Companies

Public company updates

Wells Fargo files free writing prospectus amid investor engagement

Wells Fargo's recent filing highlights its commitment to investor transparency and engagement within the National Commercial Banks sector.

GS Finance Corp. Files New Prospectus for Capital Raising

GS Finance Corp. has filed a new prospectus, signaling potential capital raising efforts in the competitive security brokerage sector.

Citigroup files free writing prospectus amid market activity

Citigroup Global Markets Holdings Inc. has filed a free writing prospectus, reflecting its commitment to transparency in the securities industry.

MBE Wealth Management files quarterly 13F-HR report

MBE Wealth Management, LLC has submitted its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026.

DBJPM 2016-C3 Mortgage Trust Releases Distribution Report

DBJPM 2016-C3 Mortgage Trust has filed a distribution report, showcasing its ongoing activities in the asset-backed securities market.

Morgan Stanley Finance LLC Files New Prospectus for Offerings

Morgan Stanley Finance LLC's latest filing indicates new capital-raising efforts through multiple offerings, reflecting industry trends in securities.

Igloo Group Holdings files notice of exempt securities offering

Igloo Group Holdings, L.P. has filed a notice of exempt offering of securities, indicating a strategic move to raise capital and explore growth opportunities.

Thornburg ETF Trust Files Monthly Portfolio Investments Report

Thornburg ETF Trust releases its monthly portfolio investments report, offering insights into its holdings and investment strategies as of August 2026.

THOR Financial Technologies Trust Receives NYSE Certification

THOR Financial Technologies Trust secures NYSE certification for its securities, a crucial step in its growth strategy and investor confidence.

GS Finance Corp. files prospectus for new securities offerings

GS Finance Corp. has filed a prospectus to offer new securities, aiming to strengthen its capital structure and liquidity in the competitive finance industry.

Lodestar Private Asset Management files quarterly report

Lodestar Private Asset Management LLC files its quarterly report detailing investment holdings as of September 30, 2026, impacting the asset management industry.

Richmond Manchester EB-5 Investors amends securities offering

Richmond Manchester EB-5 Investors, LP has amended its previous securities offering, signaling potential changes in its investment strategy.

Schwartz Investment Counsel files quarterly 13F report

Schwartz Investment Counsel Inc. has filed its quarterly 13F report, detailing its investment holdings as of September 30, 2026.

Bank of Nova Scotia files prospectus for new securities offering

Bank of Nova Scotia files a prospectus to raise capital through new securities, reflecting its strategy to strengthen its financial position.

Morgan Stanley Finance LLC Files Prospectus for New Securities

Morgan Stanley Finance LLC has filed a prospectus to raise capital through new securities, reflecting trends in the finance sector.

Longview Restoration Group files for new securities offering

Longview Restoration Group, Inc. has filed a Form D for a new exempt offering of securities, signaling ongoing growth efforts in the restoration industry.

Thornburg ETF Trust files monthly portfolio report for August

Thornburg ETF Trust has submitted its monthly portfolio investments report, providing insights into its holdings as of August 31, 2026.

Thornburg ETF Trust files monthly portfolio investment report

Thornburg ETF Trust has submitted its monthly portfolio investment report, detailing its holdings as of August 31, 2026, reflecting its commitment to transparency.

Arrow Financial Corp files quarterly 13F-HR report

Arrow Financial Corp has submitted its quarterly 13F-HR report, revealing important investment insights for the national commercial banking sector.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus supplement for a new securities offering, aiming to enhance its capital structure and support growth initiatives.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →