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Thursday, November 5, 2026

Companies

Public company updates

Florin Court Capital LLP reveals $96.9 million in holdings

Florin Court Capital LLP's recent filing shows $96.9 million in holdings, highlighting its investment strategies in various sectors, especially ETFs.

Pollock Acquires 1,400 Shares of CB Financial Services

David F. Pollock, director at CB Financial Services, acquires 1,400 shares, increasing his total holdings to 50,180 shares, signaling confidence in the bank's future.

Abshers Wealth Management files 13F-HR report for Q3 2026

Abshers Wealth Management's latest 13F-HR report reveals its investment strategy and significant holdings in major companies for Q3 2026.

BMO 2024-C9 Mortgage Trust Files ABS-EE Report on Assets

BMO 2024-C9 Mortgage Trust files an ABS-EE report, detailing its commercial mortgage-backed securities and highlighting its financial health.

GS Finance Corp. Files Pricing Supplement for New Notes

GS Finance Corp. has filed a preliminary pricing supplement for new autocallable notes linked to the S&P 500 Futures index, signaling innovation in the sector.

MFG Funds files notice on Core Infrastructure Fund documents

MFG Funds, Inc. files notice confirming no changes in Core Infrastructure Fund documents, ensuring compliance with SEC regulations.

Levin Capital Strategies reveals latest investment positions

Levin Capital Strategies, L.P. discloses its investment positions in its latest 13F-HR filing, highlighting key sectors and trends in asset management.

Wells Fargo Finance files for Medium-Term Notes, Series B

Wells Fargo Finance LLC has filed a preliminary pricing supplement for Medium-Term Notes, Series B, signaling a strategic product enhancement.

Premier Fund Managers reports $978,171 in holdings for Q3 2026

Premier Fund Managers Ltd discloses $978,171 in holdings as of September 30, 2026, reflecting its investment strategy and market positioning.

BMO 2024-C9 Mortgage Trust Reports Monthly Distribution

BMO 2024-C9 Mortgage Trust announces its latest distribution report, indicating stable performance in the asset-backed securities market.

Wells Fargo Finance files preliminary pricing supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for its Medium-Term Notes, Series B, linked to the Russell 2000 Index.

American Legacy Storage Fund amends offering details

American Legacy Storage Fund, LLC updates its offering details in a recent SEC filing, revealing $2.95 million raised and a focus on the commercial sector.

EA Series Trust Certifies Unchanged Prospectus in Filing

EA Series Trust confirms unchanged prospectus in recent SEC filing, highlighting compliance with regulatory standards in the investment industry.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for new leveraged notes linked to the S&P 500 index, enhancing its market position.

EA Series Trust Files 497J Certifying Prospectus Consistency

EA Series Trust files a 497J form certifying no changes in its prospectus, indicating stability in its investment offerings.

Wolverine Asset Management reports $14.8 billion in holdings

Wolverine Asset Management's latest filing reveals over $14.8 billion in assets, showcasing its strategic investments across major companies.

BMO 2025-5C9 Mortgage Trust Files ABS-EE for Securities

BMO 2025-5C9 Mortgage Trust files an ABS-EE form, detailing commercial mortgage-backed securities and their performance metrics.

Bridge Builder Trust confirms unchanged prospectuses for funds

Bridge Builder Trust certifies its fund prospectuses remain unchanged, signaling stability in its investment offerings amidst a competitive landscape.

Kazazian Asset Management reports $114 million in holdings

Kazazian Asset Management discloses its holdings worth over $114 million as of September 30, 2026, highlighting investments in major companies.

BMO 2024-5C3 Mortgage Trust Updates on Commercial Mortgages

BMO 2024-5C3 Mortgage Trust files an update on its commercial mortgage-backed securities, reflecting ongoing activity in the asset-backed securities sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →