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Thursday, November 5, 2026

Companies

Public company updates

Auto Services Company Amends Schedule 13D, Sells Shares

Auto Services Company, Inc. amends its Schedule 13D, selling 300,000 shares of Bassett Furniture Industries, reflecting strategic investment changes.

Director Thomas Chorman Sells 50 Shares of Standex Stock

Thomas Chorman, director at Standex International, sold 50 shares worth $12,500, reflecting ongoing activity in the refrigeration machinery sector.

Information Services Group reports Q3 2026 financial results

Information Services Group Inc. shares its Q3 2026 financial results, indicating growth in revenue and strategic developments in the management consulting sector.

Correnti Salvatore Reports Share Transactions in Erie Indemnity

Correnti Salvatore discloses recent share transactions related to Erie Indemnity Company, reflecting changes in executive ownership and compensation.

UBS AG files for new debt offering with Trigger Callable Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, reflecting a strategic move in the national commercial banking sector.

UBS AG files offering for Trigger Callable Contingent Yield Notes

UBS AG announces a new offering of Trigger Callable Contingent Yield Notes, enhancing its product lineup in the national commercial banking sector.

BMO 2026-5C14 Mortgage Trust Reports Latest Asset Data

BMO 2026-5C14 Mortgage Trust files new asset-backed securities report, impacting the commercial mortgage sector and investor confidence.

FT 13311 Files Amendment for American Heroes Portfolio Offering

FT 13311 has filed an amendment for its American Heroes Portfolio, Series 6, marking a significant step in its investment strategy.

UBS AG launches $2.73 million Capped Buffer Securities

UBS AG has filed a pricing supplement for $2.73 million in Capped Buffer Securities linked to the S&P 500 Index, indicating innovation in financial products.

Cypress Point Wealth Management reports Q3 holdings

Cypress Point Wealth Management files its Q3 2026 holdings, totaling $491.6 million, reflecting its investment strategy and market positioning.

BMO 2023-C7 Mortgage Trust Files Update on Asset-Backed Securities

BMO 2023-C7 Mortgage Trust updates on its asset-backed securities, focusing on commercial mortgages and industry implications.

SROA Capital Fund X amends offering details in SEC filing

SROA Capital Fund X, LP amends its offering details, reflecting trends in pooled investment funds and leaving some uncertainty about proceeds.

FT 13313 Files Amendment for Technology Select Portfolio

FT 13313 has filed an amendment to its registration statement for the Technology Select Portfolio, allowing for an indefinite number of units to be offered.

Barclays Bank PLC Files Preliminary Pricing Supplement for Notes

Barclays Bank PLC has filed a preliminary pricing supplement for Phoenix AutoCallable Notes linked to ETFs, enhancing its offerings in the commercial banking sector.

BMO 2025-C11 Mortgage Trust Files ABS-EE for New Securities

BMO 2025-C11 Mortgage Trust files an ABS-EE detailing commercial mortgage-backed securities, indicating ongoing activity in the asset-backed securities market.

Variable Annuity Account to Discontinue MultiOption Extra Contract

Variable Annuity Account will stop offering its MultiOption Extra Variable Annuity Contract to new purchasers after November 30, 2026, affecting existing contract owners.

FT 13312 Files Amendment for Public Offering of Units

FT 13312 has filed an amendment to its registration statement, allowing for the public offering of its units, impacting the unit investment trust market.

BMO 2023-C7 Mortgage Trust Reports Distribution Results

BMO 2023-C7 Mortgage Trust reveals distribution details and performance metrics in its latest filing, highlighting trends in the asset-backed securities market.

BMO 2026-5C14 Mortgage Trust Reports Monthly Distribution

BMO 2026-5C14 Mortgage Trust confirms monthly distribution with no asset repurchases needed, indicating stability in the asset-backed securities market.

EA Series Trust files certification under Rule 497(j)

EA Series Trust confirms no changes in its prospectus with recent SEC filing, indicating stability in its investment offerings.

Financialist News Desk

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