EA Series Trust has recently filed a certification with the U.S. Securities and Exchange Commission (SEC), confirming that the form of its prospectus and statement of additional information remains unchanged from its latest amendment. This filing is crucial for maintaining transparency and compliance within the investment management sector.
Background
EA Series Trust, an investment entity, operates under the Central Index Key (CIK) number 0001592900. The trust is based in Newtown Square, Pennsylvania, and has a fiscal year ending on September 30. The recent filing on November 2, 2026, is categorized under form 497J. The trust has undergone name changes in the past, previously known as Alpha Architect ETF Trust and Empowered Funds ETF Trust.
What the Filing Says
The filing states, "Pursuant to Rule 497(j) under the Securities Act of 1933, as amended, the Trust, on behalf of the above referenced series, hereby certifies that the form of Prospectus and Statement of Additional Information that would have been filed under Rule 497(b) or (c) would not have differed from that contained in the most recent amendment dated October 31, 2026." This indicates that the trust is ensuring that its documentation remains consistent and compliant.
Impact
This filing may affect investors and stakeholders in the funds managed by EA Series Trust, particularly those involved with the Intelligent Alpha Atlas ETF, Intelligent Omaha ETF, Intelligent Equal Select ETF, Intelligent Tech Focus ETF, and Intelligent Small Cap Select ETF. By confirming the unchanged status of its prospectus, the trust aims to uphold investor confidence and regulatory compliance.
What's Next
The filing does not say what happens next.
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