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Wednesday, November 4, 2026

Companies

Public company updates

Tempo Investments LP Files for New Private Equity Offering

Tempo Investments LP has filed a new private equity offering under Rule 506(b), signaling a significant move in the investment landscape.

Citigroup Global Markets files for new contingent coupon securities

Citigroup Global Markets Holdings Inc. files a preliminary pricing supplement for new securities linked to the S&P 500, enhancing its offerings in the financial market.

Capstone Wealth Management reports Q3 2026 holdings update

Capstone Wealth Management, LLC discloses its Q3 2026 holdings, totaling approximately $215.9 million, impacting the wealth management sector.

WF Card Funding LLC files preliminary prospectus for notes

WF Card Funding LLC has filed a preliminary prospectus for Class A(2026-2) notes, marking a significant step in the asset-backed securities market.

Wells Fargo Finance files preliminary pricing supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for equity index-linked securities, showcasing its commitment to innovative financial products.

GeoPark Completes Strategic Venezuela Entry Transaction

GeoPark Ltd completes a significant entry into Venezuela's energy market, issuing shares to Grupo Gilinski, now the controlling shareholder.

Ryanair announces total voting rights for November 2026

Ryanair Holdings PLC reports total voting rights of 1,035,847,831 shares as of October 31, 2026, impacting shareholder dynamics in the airline industry.

Onex Partners Financial Services A LP Announces Offering

Onex Partners Financial Services A LP has filed for a new private equity offering, signaling its intent to raise capital in the investment sector.

Tidal Trust V registers Defiance Brazil Sovereign Debt ETF

Tidal Trust V has registered its Defiance Brazil Sovereign Debt ETF with the SEC, marking a significant step for the investment entity.

Northern Lights Fund Trust III Files Rule 497(j) Update

Northern Lights Fund Trust III confirms no changes to its ETF prospectus in a recent SEC filing, ensuring compliance with regulatory standards.

World Omni Auto Receivables Trust 2026-D Files Trustee Eligibility

World Omni Auto Receivables Trust 2026-D has filed a statement of eligibility for its trustee, impacting the asset-backed securities industry.

Toronto Dominion Bank Offers New Leveraged Buffered Notes

Toronto Dominion Bank has filed a pricing supplement for new leveraged buffered notes linked to the Dow Jones Industrial Average, enhancing its investment offerings.

Citigroup announces new medium-term senior notes offering

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes linked to the S&P 500 Futures, enhancing its funding options.

Northern Lights Fund Trust III Files Certification for Funds

Northern Lights Fund Trust III files a certification for its Swan Defined Risk Fund and Swan Defined Risk Growth Fund, ensuring compliance with SEC regulations.

Verizon announces exchange offer for outstanding notes

Verizon Communications Inc. has launched an exchange offer for several series of notes, set to expire on December 10, 2026.

Onex Partners Aerospace & Aviation LP Files New Offering

Onex Partners Aerospace & Aviation LP files a new offering under Rule 506(b), marking its entry into the private equity market.

Onex Partners Aerospace & Aviation A LP Files New Offering

Onex Partners Aerospace & Aviation A LP has filed a new offering under Rule 506(b), marking its entry into the private equity fund market.

TransUnion Officer Files to Sell 1,000 Shares of Stock

TransUnion officer Steven Chaouki has filed to sell 1,000 shares, reflecting ongoing trends in executive stock sales within the consumer credit reporting sector.

Johnson Mercedes files to sell shares of Teradyne, Inc.

Johnson Mercedes has filed to sell 166 shares of Teradyne, indicating a liquidity strategy amid evolving market conditions.

Greenbird Intelligence Fund amends offering details in SEC filing

Greenbird Intelligence Fund, LLC Series Z - Anduril has amended its offering details in a recent SEC filing, reflecting ongoing investment activities.

Financialist News Desk

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