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Wednesday, November 4, 2026

Companies

Public company updates

Toronto-Dominion Bank files pricing supplement for new notes

Toronto-Dominion Bank announces a preliminary pricing supplement for its Autocallable Contingent Interest Barrier Notes, signaling a strategic funding move.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC announces a new offering of market-linked securities, indicating a strategic shift in its product offerings.

QTR Family Wealth Discloses $276M in Latest Holdings Report

QTR Family Wealth, LLC reveals over $276 million in holdings, showcasing a diverse investment strategy in its latest SEC filing.

UBS AG files pricing supplement for $1.697B in notes

UBS AG has filed a pricing supplement for $1.697 billion in Trigger Callable Contingent Yield Notes linked to major stock indices.

Citigroup Inc. Files Pricing Supplement for New Debt Securities

Citigroup Inc. has filed a pricing supplement for debt securities linked to NVIDIA, signaling innovation in the national commercial banking sector.

Frederick G. Thiel to Sell 27,505 Shares of MARA Holdings

Frederick G. Thiel has filed to sell 27,505 shares of MARA Holdings, indicating ongoing activity in the finance services industry.

Dierker Reports Phantom Stock Transaction at Church & Dwight

Richard A. Dierker, CEO of Church & Dwight, reports a phantom stock transaction, indicating confidence in the company's future and reflecting industry trends.

Supernus Pharmaceuticals to Delist from Nasdaq After Merger

Supernus Pharmaceuticals, Inc. is set to delist from Nasdaq following a merger, marking a significant change in its operational strategy.

Buchert Acquires Phantom Stock Shares at Church & Dwight

Brian D. Buchert of Church & Dwight Co., Inc. acquires 5.1 phantom stock shares, reflecting confidence in the company's future.

UBS AG files pricing supplement for $770 million notes

UBS AG has filed a pricing supplement for $770 million in Trigger Callable Contingent Yield Notes linked to major stock indices.

UBS AG Files Preliminary Pricing for New Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, linked to major stock indices.

BofA Finance LLC files pricing supplement for yield notes

BofA Finance LLC files a pricing supplement for $1.618 million in yield notes linked to Accenture plc, guaranteed by Bank of America Corporation.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC files a preliminary pricing supplement for new Medium-Term Notes, signaling strategic moves in the banking sector.

UBS AG issues $570,000 Trigger Autocallable Notes

UBS AG has filed to issue $570,000 in Trigger Autocallable Contingent Yield Notes linked to major tech stocks, highlighting innovation in the banking sector.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, linked to major stock indices, indicating a strategic move in the market.

UBS AG offers $2.79 billion in Trigger Callable Notes

UBS AG files a pricing supplement for $2.79 billion in Trigger Callable Contingent Yield Notes, linked to major market indices.

Dodds Wealth reports $443.8 million in latest 13F-HR filing

Dodds Wealth, LLC's recent 13F-HR filing reveals a total investment value of $443.8 million, showcasing key holdings in major companies.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for Medium-Term Notes, enhancing its financial offerings and attracting investor interest.

Citigroup files preliminary pricing for new securities linked to S&P 500

Citigroup Inc. has filed a preliminary pricing supplement for new securities linked to the S&P 500 index, signaling ongoing innovation in financial markets.

Inscription Capital reports Q3 2026 holdings with $905.9M portfolio

Inscription Capital, LLC disclosed its Q3 2026 holdings with a total portfolio value of approximately $905.9 million, showcasing its investment strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →