Northern Lights Fund Trust III has submitted a certification regarding its Swan Defined Risk Fund and Swan Defined Risk Growth Fund, which is significant for maintaining compliance with SEC regulations. This filing, made on November 2, 2026, under Rule 497(j) of the Securities Act of 1933, ensures that the prospectus and statement of additional information for these funds remain consistent with the previously filed amendment.

The filing is crucial as it reflects the Trust's commitment to transparency and regulatory adherence, which is essential in the investment management industry. By certifying that the new prospectus does not differ from the previously submitted documents, Northern Lights Fund Trust III aims to reinforce investor confidence in its funds.

Founded in Delaware, Northern Lights Fund Trust III operates within the investment sector. The Trust is known for managing various funds, including the Swan Defined Risk Fund, which offers different classes of shares such as Class A, Class C, and Class I. The funds are designed to provide investors with risk management strategies while pursuing growth.

According to the filing, "This letter is being transmitted by means of electronic submission by the Northern Lights Fund Trust III on behalf of the Swan Defined Risk Fund and Swan Defined Risk Growth Fund, pursuant to Rule 497(j) under the Securities Act of 1933." This statement emphasizes the Trust's compliance with regulatory requirements.

The filing may impact investors in the Swan Defined Risk Fund and Swan Defined Risk Growth Fund, as it assures them of the Trust's commitment to maintaining regulatory standards. It also sets a precedent for other investment firms to follow suit in ensuring compliance and transparency.

Looking ahead, the filing does not specify what further actions will take place. However, it indicates that Northern Lights Fund Trust III is actively managing its regulatory responsibilities, which may lead to additional updates or filings in the future.