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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

JPMorgan Chase Financial Co. announces structured notes offering

JPMorgan Chase Financial Co. LLC files for $805,000 in structured investments linked to the MerQube US Tech+ Vol Advantage Index, expanding its offerings.

JPMorgan Chase Financial Co. LLC Announces Structured Investment

JPMorgan Chase Financial Co. LLC files a pricing supplement for $326,000 in structured investments linked to major market indices.

Citigroup files for new securities linked to Boston Scientific

Citigroup Inc. files a preliminary pricing supplement for new securities linked to Boston Scientific, expanding its offerings in the banking sector.

JPMorgan Chase Financial Co. unveils $420,000 structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $420,000 in structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Quiver Holdings Inc. files new private securities offering

Quiver Holdings Inc. has filed a new private offering under Rule 506(b), allowing for capital raising in the biotechnology sector.

1st Franklin Financial Corp Files Prospectus Supplement for Notes

1st Franklin Financial Corp files a prospectus supplement for senior demand notes, signaling ongoing funding efforts in the personal credit sector.

JPMorgan Chase Financial Co. LLC Announces New Note Offering

JPMorgan Chase Financial Co. LLC has launched $280,000 in Auto Callable Contingent Interest Notes linked to the MerQube US Large-Cap Vol Advantage Index.

AXDB 2026-MULT1 Mortgage Trust Updates Prospectus Details

AXDB 2026-MULT1 Mortgage Trust updates its preliminary prospectus with new dates and details for its commercial mortgage-backed securities offering.

Barclays Bank issues $10.245 million in medium-term notes

Barclays Bank PLC has filed to issue $10.245 million in medium-term notes linked to global indices, reflecting its innovative approach in commercial banking.

Foundation Wealth Management reveals latest 13F holdings

Foundation Wealth Management, LLC's recent 13F filing shows significant investments in major tech companies, reflecting its strategic focus in the financial sector.

Citigroup Global Markets Files for New Financial Product

Citigroup Global Markets Holdings Inc. has filed a preliminary document for a new financial product linked to Boston Scientific Corporation.

RWC Partners Ltd files 13F notice for Q3 2026 holdings

RWC Partners Ltd discloses its investment holdings in a recent 13F notice, reflecting its strategies and commitments in the asset management industry.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. files a preliminary pricing supplement for new Medium-Term Senior Notes, aiming to enhance its debt offerings and attract investors.

Tuttle Capital Management reports $229.6M in Q3 holdings

Tuttle Capital Management's latest 13F-HR filing reveals a portfolio valued at $229.6 million as of September 30, 2026, showcasing key investments.

Princeton Global Asset Management Reports $692.5M in Holdings

Princeton Global Asset Management LLC disclosed its quarterly holdings, totaling $692.5 million, in a recent SEC filing, highlighting key investments.

AXDB 2026-MULT1 Mortgage Trust Amends Securities Filing

AXDB 2026-MULT1 Mortgage Trust updates its asset-backed securities filing, reflecting changes in commercial mortgage data and compliance.

Victory Portfolios Updates Fund Ownership Information

Victory Portfolios has filed a supplement updating fund ownership and portfolio managers, enhancing transparency for investors in the investment sector.

William Blair Funds reorganizes Emerging Markets Debt Fund into ETF

William Blair Funds has reorganized its Emerging Markets Debt Fund into an ETF, effective October 16, 2026, reflecting a shift in investment strategy.

Hyundai Auto Receivables Trust 2026-C Files ABS-EE Update

Hyundai Auto Receivables Trust 2026-C provides an update on its asset-backed securities, reflecting trends in auto lending and impacting the industry.

Avionova updates private offering details with $1M target

Avionova, Inc. has amended its private offering, targeting $1 million with $25,000 already sold. The update reflects its investment strategy in manufacturing.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →