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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Deutsche Bank issues $1 billion in callable senior debt notes

Deutsche Bank AG announces $1 billion issuance of callable senior debt funding notes with a 6.65% interest rate, due in 2041.

Ally Auto Receivables Trust 2025-1 Files ABS-EE Update

Ally Auto Receivables Trust 2025-1 files an ABS-EE update, detailing auto loan performance and trends in asset-backed securities.

RWC Asset Advisors Reports Latest Holdings in 13F Filing

RWC Asset Advisors reveals its latest investment holdings in a recent 13F filing, highlighting key positions in major companies like Alibaba and Southern Copper.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for structured investments linked to Russell 2000 and S&P 500 indices.

Kraft, Davis & Associates reveals $473.7M in latest 13F-HR

Kraft, Davis & Associates, LLC's latest 13F-HR report shows $473.7 million in assets across 148 securities, including major firms like Alphabet and Amazon.

Hosking Partners Reports $2.81 Billion Holdings in 13F-HR

Hosking Partners LLP's 13F-HR filing reveals $2.81 billion in assets as of September 30, 2026, showcasing diverse investments in major companies.

Arvest Investments Reports $834.84M in Holdings for Q3 2026

Arvest Investments, Inc. discloses $834.84 million in holdings as of September 30, 2026, reflecting its investment strategy and market positioning.

EA Series Trust files SEC certification for compliance

EA Series Trust has filed a certification with the SEC, marking a significant compliance step in the investment industry.

BofA Finance LLC Launches S&P 500 Index-Linked Notes

BofA Finance LLC has filed for new S&P 500 Index-linked notes, fully guaranteed by Bank of America Corporation, indicating growth in product offerings.

UBS AG unveils new Contingent Income Auto-Callable Securities

UBS AG introduces Contingent Income Auto-Callable Securities linked to JPMorgan Chase stock, highlighting innovation in the banking sector.

Albion Financial Group Reports $1.77B in Q3 Holdings

Albion Financial Group disclosed $1.77 billion in holdings for Q3 2026, showcasing its investment strategies and asset management growth.

Private Equity Portfolio 2027 LP Files New Offering for Capital

Private Equity Portfolio 2027 LP has filed a new offering under Rule 506(b) to raise capital, reflecting trends in the private equity sector.

AQR Flex 1 Series LLC Announces New Private Offering

AQR Flex 1 Series LLC - Series A103 has filed a new private offering under SEC Regulation D, aiming to raise capital through a pooled investment fund.

JPMorgan Chase Financial files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.15 million in auto callable contingent interest notes linked to Meta Platforms, Inc.

Bank of Montreal unveils callable barrier notes for investors

Bank of Montreal introduces callable barrier notes linked to major stock indices, enhancing its product offerings in the commercial banking sector.

BofA Finance announces new Auto-Callable Yield Notes

BofA Finance LLC files pricing supplement for Auto-Callable Yield Notes linked to Alphabet and Microsoft stocks, fully guaranteed by Bank of America Corp.

EC AUTOBIO 2 a Series of CGF2021 LLC Launches Fund Offering

EC AUTOBIO 2 a Series of CGF2021 LLC files a Form D for a new private equity fund, raising $178,000 with all funds sold.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. announces a new structured investment linked to the S&P 500, emphasizing innovation in the national commercial banking sector.

Bank of Nova Scotia Announces New Contingent Coupon Notes

Bank of Nova Scotia files for new Autocallable Contingent Coupon Notes linked to tech stocks, aiming to diversify funding sources.

Bank of Montreal announces new autocallable notes linked to Akamai

Bank of Montreal's new autocallable notes linked to Akamai Technologies reflect its strategy to diversify financial products in the commercial banking sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →