Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Bank of Nova Scotia Announces Capped Buffered Notes Linked to S&P 500

Bank of Nova Scotia files for Capped Buffered Enhanced Participation Notes linked to the S&P 500, diversifying its offerings in the banking sector.

Citigroup files pricing supplement for new senior notes

Citigroup Inc. has filed a pricing supplement for new medium-term senior notes linked to major stock indices, enhancing its offerings in the banking sector.

Optimum Fund Trust Updates Sub-Advisory Agreement for Fund

Optimum Fund Trust announces a new sub-advisory agreement with Nomura Corporate Research and Asset Management for the Optimum Fixed Income Fund.

Tidal Trust IV Updates Registration with New Effective Date

Tidal Trust IV files a post-effective amendment, designating a new effective date for its registration statement, impacting the investment landscape.

KIKA Technology to Merge with Wintergreen Acquisition Corp.

KIKA Technology INC. announces merger with Wintergreen Acquisition Corp., creating KIKA Inc. and enhancing its position in the tech industry.

Allspring Funds Trust Files Summary Prospectus for Fund

Allspring Funds Trust has filed a summary prospectus for its Allspring Minnesota Tax-Free Fund, detailing associated fees and expenses.

Toronto Dominion Bank Offers $1.09M in Autocallable Notes

Toronto Dominion Bank has filed a pricing supplement for $1.09 million in autocallable contingent interest barrier notes linked to market indices.

Aurora Fund Ltd. amends private offering to raise funds

Aurora Fund Ltd. has amended its private offering, reflecting ongoing fundraising efforts and a total amount sold of nearly $1.2 billion.

Citigroup announces new contingent income callable securities

Citigroup Inc. files a preliminary pricing supplement for new callable securities, indicating a strategic move to attract investors with higher yields.

CD 2017-CD3 Mortgage Trust Reports Monthly Distribution Results

CD 2017-CD3 Mortgage Trust shares its monthly distribution and loss data for October 2026, providing insights into its performance in asset-backed securities.

ETF Portfolio Partners reveals $399M in quarterly holdings

ETF Portfolio Partners, Inc. disclosed its quarterly holdings, totaling approximately $399.38 million, highlighting key investments in major ETFs.

DW Bakken 82 LP Files New Offering to Raise $1.75 Million

DW Bakken 82 LP seeks to raise $1.75 million through a private offering, signaling growth potential in the oil and gas sector.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to major stock indices, reflecting its strategic diversification.

Citigroup Announces New Medium-Term Senior Notes Offering

Citigroup Inc. files a preliminary pricing supplement for Medium-Term Senior Notes, offering contingent income based on Palo Alto Networks' stock performance.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for callable contingent interest notes linked to major stock indices.

Benin Management Corp Reports Over $516 Million in Holdings

Benin Management Corp's recent filing shows over $516 million in investments, highlighting its strategic approach in the financial services sector.

GS Mortgage Securities Trust 2016-GS2 Reports October 2026 Distribution

GS Mortgage Securities Trust 2016-GS2 announces its monthly distribution for October 2026, revealing insights into the asset-backed securities market.

UBS AG files for Trigger Autocallable Notes offering

UBS AG has filed a preliminary pricing supplement for its Trigger Autocallable Notes, indicating a strategic move to attract investors.

JPMorgan Chase Financial launches new structured notes

JPMorgan Chase Financial Co. LLC files for new structured notes linked to the TOPIX Index, enhancing its product offerings in the banking sector.

Farther Select Access Master files new offering to raise capital

Farther Select Access Master, LP - FSA VC Fund I files a new offering under Rule 506(b) to raise capital, signaling growth in the venture capital sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →