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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

EA Series Trust Files Post-Effective Amendment for ETFs

EA Series Trust has filed a post-effective amendment for its ETFs, signaling potential changes in its investment offerings. Effectiveness set for October 31.

Aquire Wealth Advisors reveals quarterly holdings in filing

Aquire Wealth Advisors, LLC reports its quarterly holdings, offering insights into its investment strategy and trends in the financial services industry.

Dudley Capital Management files quarterly 13F report

Dudley Capital Management, LLC files its quarterly 13F report detailing holdings as of September 30, 2026, offering insights into its investment strategies.

Toronto Dominion Bank Files Prospectus for New Offering

Toronto Dominion Bank has filed a prospectus with the SEC for a new offering, reflecting its strategy to enhance capital in the competitive banking sector.

Venture Capital Portfolio GF 2027 LP announces securities offering

Venture Capital Portfolio GF 2027 LP files Form D for exempt securities offering, signaling investment intent in a competitive market.

H.I.G. WhiteHorse SMA amends securities offering

H.I.G. WhiteHorse SMA (Yosemite), L.P. has filed an amendment regarding its securities offering, signaling a strategic adjustment in investment management.

Alternative Strategies Income Fund Files Post-Effective Amendment

Alternative Strategies Income Fund files a post-effective amendment to update its registration statement, signaling strategic changes in its investment approach.

AFL CIO Housing Investment Trust Files Definitive Materials

AFL CIO Housing Investment Trust has filed definitive materials, signaling a commitment to transparency and compliance in the investment sector.

Venture Capital Portfolio TE 2027 LP Announces Exempt Offering

Venture Capital Portfolio TE 2027 LP files for an exempt offering of securities, indicating a strategic move in the venture capital sector.

North Haven Real Estate Fund XI Global-L Amends Offering Notice

North Haven Real Estate Fund XI Global-L amends its securities offering notice, showcasing its ongoing fundraising efforts in the competitive investment landscape.

EA Series Trust Files Notice on Defined Duration ETFs

EA Series Trust files a notice regarding its defined duration ETFs, signaling ongoing investment activities and stability within the company.

AFL CIO Housing Investment Trust Files Sales Literature Update

AFL CIO Housing Investment Trust has filed an update on sales literature, signaling a commitment to transparency in investor communications.

BofA Finance LLC files new prospectus for capital offering

BofA Finance LLC has filed a new prospectus to enhance its capital structure, reflecting trends in the National Commercial Banks sector.

EA Series Trust files 24F-2NT for City Different ETF

EA Series Trust registers additional shares for its City Different Investments Global Equity ETF, signaling growth in the investment sector.

Venture Capital Plus Portfolio TE 2027 LP Files Form D for Offering

Venture Capital Plus Portfolio TE 2027 LP has filed a Form D for an exempt offering of securities, signaling growth in private investment.

Home Federal Bancorp files S-8 for employee benefit plan

Home Federal Bancorp, Inc. of Louisiana has filed an S-8 to offer securities to employees, highlighting its commitment to employee engagement and retention.

EA Series Trust files Rule 24f-2 notice for compliance

EA Series Trust has filed a Rule 24f-2 notice, emphasizing its commitment to regulatory compliance in the investment industry.

EA Series Trust files 24F-2NT for Altrius Global Dividend ETF

EA Series Trust has filed a 24F-2NT notice to register additional shares for its Altrius Global Dividend ETF, signaling growth in the investment sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement, signaling new offerings in the national commercial banking sector.

Canton Hathaway files quarterly report on investment holdings

Canton Hathaway, LLC files its quarterly report detailing investment holdings as of September 30, 2026, providing insights into its market strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →