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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Vista Finance files quarterly report detailing holdings

Vista Finance, LLC's quarterly report reveals its investment holdings as of September 30, 2026, impacting market perceptions and industry trends.

Tanglewood Wealth Management files quarterly investment report

Tanglewood Wealth Management, Inc. files its quarterly report detailing investment holdings as of September 30, 2026, impacting the financial services industry.

Eaton Vance Growth Trust Files Monthly Portfolio Report

Eaton Vance Growth Trust files its monthly portfolio investments report, detailing investment activities as of August 31, 2026, impacting the investment sector.

Sinvest Investments II Ltd. files quarterly report on holdings

Sinvest Investments II Ltd. has filed its quarterly report, detailing its investment holdings as of September 30, 2026, offering insights into its strategies.

KTF Investments files quarterly report on holdings

KTF Investments, LLC has submitted its latest quarterly report, detailing its investment holdings as of September 30, 2026.

Eaton Vance Growth Trust Files Monthly Portfolio Report

Eaton Vance Growth Trust has submitted its latest monthly portfolio investments report, demonstrating transparency and regulatory compliance in the investment sector.

Tradewinds Capital Management reports quarterly holdings update

Tradewinds Capital Management, LLC has released its quarterly report detailing investment holdings as of September 30, 2026, reflecting market strategies.

UBS AG files prospectus for new capital offering

UBS AG has filed a prospectus indicating plans for a new capital offering, reflecting its growth strategy in the National Commercial Banks sector.

Pinnacle Wealth Management files latest investment holdings report

Pinnacle Wealth Management Advisory Group, LLC files its 13F-HR report, detailing investment positions as of September 30, 2026, reflecting current strategies.

Eaton Vance California Municipal Income Trust files NPORT-P

Eaton Vance California Municipal Income Trust files its monthly portfolio investment report, shedding light on its asset allocation and performance.

Eaton Vance Municipals Trust Files Monthly Portfolio Report

Eaton Vance Municipals Trust releases its monthly portfolio investments report, highlighting its strategies and holdings in the investment sector.

Wells Fargo Finance LLC Files Prospectus for Securities Offering

Wells Fargo Finance LLC has filed a prospectus for its securities offering, signaling growth potential and affecting the national commercial banks sector.

Eaton Vance Municipals Trust Files Monthly Portfolio Report

Eaton Vance Municipals Trust has submitted its monthly portfolio investments report, providing key insights into its financial health and strategies.

Northern Lights Fund Trust IV Files Definitive Proxy Statement

Northern Lights Fund Trust IV files a definitive proxy statement, signaling potential governance changes that may affect investor confidence and the investment sector.

RMR Capital Management files quarterly 13F-HR report

RMR Capital Management, LLC has filed its quarterly 13F-HR report, detailing its investment holdings as of September 30, 2026.

Exchange Listed Funds Trust Files New Effective Date for Amendment

Exchange Listed Funds Trust has filed a new effective date for a post-effective amendment, reflecting ongoing compliance in the investment management sector.

Bank of Nova Scotia Files Prospectus for Upcoming Offering

Bank of Nova Scotia submits a prospectus filing, highlighting its commitment to transparency and regulatory compliance in the state commercial banking sector.

Eaton Vance Municipals Trust Files Monthly Portfolio Report

Eaton Vance Municipals Trust files its monthly portfolio investments report, highlighting its investment strategies and compliance with regulations.

Toronto Dominion Bank Files New Prospectus for Securities Offering

Toronto Dominion Bank files a new prospectus, signaling plans for a securities offering to strengthen its capital position in the competitive banking sector.

North Haven Real Estate Fund XI Global-T amends offering terms

North Haven Real Estate Fund XI Global-T, L.P. has amended its securities offering, impacting investment strategies and investor confidence in the sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →