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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

PGIM Rock ETF Trust Files Definitive Materials Update

PGIM Rock ETF Trust has submitted definitive materials, showcasing its commitment to transparency in the investment sector.

PGIM Rock ETF Trust Files New Summary Prospectus for ETF

PGIM Rock ETF Trust has filed a new summary prospectus for its S&P 500 Buffer ETF, enhancing investor communication and transparency.

Bright Financial Advisors files latest 13F-HR report

Bright Financial Advisors, Inc. files its 13F-HR, revealing institutional holdings and investment strategies as of September 30, 2026.

Morgan Stanley Finance files preliminary pricing supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement, signaling a new capital-raising effort in the competitive financial services sector.

Deer Park Road Corp files quarterly 13F-HR report

Deer Park Road Corp has submitted its quarterly 13F-HR report, revealing key insights into its institutional holdings and investment strategies.

Evergreen Capital Management files quarterly report on holdings

Evergreen Capital Management LLC files its quarterly report detailing institutional holdings, offering insights into investment strategies and market trends.

Toyota Motor Credit Corp files new prospectus for funding

Toyota Motor Credit Corp has filed a new prospectus, signaling growth opportunities in the personal credit institutions sector.

PGIM Rock ETF Trust Files Summary Prospectus for New ETF

PGIM Rock ETF Trust has filed a summary prospectus for its new PGIM S&P 500 Max Buffer ETF - November, marking a strategic expansion in the ETF market.

Deer Park Road Management submits quarterly investment report

Deer Park Road Management GP, LLC files its quarterly report, detailing investment strategies and holdings for the period ending September 30, 2026.

AFL CIO Housing Investment Trust Files Sales Literature Update

AFL CIO Housing Investment Trust files an update on sales literature, enhancing communication with investors and reflecting industry trends.

EA Series Trust files notice for additional share registration

EA Series Trust has filed a notice to register additional shares, indicating growth intentions in the investment management sector.

EA Series Trust Files Rule 24f-2 Notice for Fund Management

EA Series Trust files a Rule 24f-2 notice, reflecting its commitment to regulatory compliance in investment management.

Mascoma Wealth Management files quarterly 13F-HR report

Mascoma Wealth Management has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Golden Bird India Fund LP Amends Securities Offering Filing

Golden Bird India Fund LP has amended its exempt offering of securities, reflecting ongoing regulatory compliance and transparency in the investment sector.

Advisors Disciplined Trust 2365 Files 497J for No Changes

Advisors Disciplined Trust 2365 confirms no changes in definitive materials with its recent 497J filing, ensuring compliance and transparency.

BofA Finance LLC Files New Prospectus for Upcoming Activities

BofA Finance LLC has submitted a new prospectus to the SEC, signaling strategic moves in the National Commercial Banks sector.

Churchill Co-Investment Partners II amends securities offering

Churchill Co-Investment Partners II Offshore Access Fund amends its securities offering, reflecting growth and strategic investment adjustments.

Wells Fargo Finance files preliminary pricing supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement to enhance liquidity and support growth in the national commercial banking sector.

Citigroup files preliminary pricing supplement for securities

Citigroup Inc. files a preliminary pricing supplement, signaling a new capital-raising initiative in the competitive national commercial banks sector.

FIS Trust Files Post-Effective Amendment for Investment Update

FIS Trust has filed a post-effective amendment to update its investment offerings, potentially impacting the investment landscape.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →