Wakefield Asset Management Corp has submitted a Form 13F-NT, detailing its investment holdings as of September 30, 2026. This filing is significant as it provides insights into the company’s investment strategy and positions within the asset management sector.

Background

Wakefield Asset Management Corp, incorporated in Colorado, is categorized under the asset management industry. The company has been actively filing various forms with the SEC, including multiple 13F-NT submissions in recent years, indicating its ongoing investment activities. Its recent filings include a 13F-NT on November 5, 2026, and prior filings throughout 2026.

What the Filing Says

The recent filing, accession number 0001759421-26-000005, does not provide specific details about the holdings or changes in the portfolio. It states that the report is a 13F notice, confirming the filing period as of September 30, 2026. The Chief Compliance Officer, Greg Brittain, signed the document.

Impact

This filing may affect various stakeholders, including investors and analysts who track the asset management sector. The inclusion of another manager, Wakefield Asset Management LLLP, in the filing suggests a collaborative approach within the firm's investment strategies, which could influence competitive positioning in the market.

What's Next

The filing does not say what happens next.

Company Information

Wakefield Asset Management Corp is incorporated in Colorado and operates from its business address at 7887 E. Belleview Ave, Suite 800, Englewood, CO 80111. The company is identified by its Central Index Key (CIK) number 0001759421 and has an Employer Identification Number (EIN) of 208251717. Its fiscal year ends on December 31.

Filing Details

The Form 13F-NT was filed under the Securities Exchange Act of 1934 and is associated with SEC file number 028-19415. The filing was accepted on November 5, 2026, and the report period covered is as of September 30, 2026. The submission is classified as a 13F notice, which typically indicates that the filer is reporting a change in their holdings.

Collaboration with Other Managers

The filing mentions another manager, Wakefield Asset Management LLLP, which is also involved in the investment strategies of Wakefield Asset Management Corp. This collaboration may suggest a broader investment approach and shared resources between the two entities, potentially enhancing their market presence.

Contact Information

For further inquiries, stakeholders can reach out to the company via phone at 303-771-0630, as listed in the filing. This contact information may be useful for investors or analysts seeking more details about the firm's strategies or investment philosophy.

Omitted Information

The filing does not include specific details about the individual securities held by Wakefield Asset Management Corp or any changes in their investment positions during the reporting period. Additionally, it lacks insights into the performance of the investments or the overall strategy employed by the firm.