United Community Banks Inc. has filed a 13F-NT report for the third quarter of 2026, marking a significant step in its compliance with SEC regulations. This filing is crucial as it demonstrates the bank's transparency in its investment management activities.
Background
United Community Banks Inc. operates under the SIC classification of 6022, which encompasses state commercial banks. The company is publicly traded on the NYSE under the ticker symbol UCB. Its recent filings include a 13F-NT report dated October 28, 2026, and several other forms indicating ongoing regulatory compliance.
What the Filing Says
The filing states, "UNITED COMMUNITY BANKS, INC. ('UCBI') IS THE BANK HOLDING COMPANY OF UNITED COMMUNITY BANK (THE 'BANK')." It also clarifies that UCBI does not directly exercise investment discretion regarding any Section 13(f) securities positions.
Impact
This filing may affect various stakeholders, including investors and regulatory bodies, by providing insights into UCB's investment strategies and compliance with federal regulations. The information is particularly relevant for institutional investors who may be monitoring the bank's activities.
What's Next
The filing does not say what happens next.
Filing Details
The 13F-NT report was filed on October 28, 2026, and pertains to the period ending September 30, 2026. This timely submission aligns with the SEC's requirements for institutional investment managers, ensuring that United Community Banks Inc. remains compliant with regulatory expectations.
Company Information
United Community Banks Inc. is incorporated in Georgia and operates primarily out of Greenville, South Carolina, with its business address listed as 200 E. Camperdown Way, Greenville, SC 29601. The bank has an Employer Identification Number (EIN) of 581807304 and is classified under the SIC code 6022, which identifies it as a state commercial bank.
Management and Signatory
The filing was signed by Melinda Davis Lux, who holds the position of Executive Vice President, Chief Administrative Officer, General Counsel, and Corporate Secretary. Her contact number is 706-781-2265, indicating a direct line for inquiries related to the filing.
Additional Information
The filing notes that United Community Banks Inc. itself does not directly exercise investment discretion regarding any Section 13(f) securities positions. Instead, the bank and its subsidiaries may be considered institutional investment managers under the SEC rules, and any relevant information is reported separately by those subsidiaries.
Omitted Details
The filing does not provide specific information about the total value of securities held or any other included managers, which could give further insight into the bank's investment portfolio and strategies.
Read Next
Exchange Place Advisors Trust Reports Financial Update
Exchange Place Advisors Trust Reports $85.9 Million in Assets
Cove Private Wealth reports $570 million in latest holdings
Themes ETF Trust Delays Effectiveness of ETF Registration
Connors Funds Reports Latest NPORT-P Filing with Key Data
Themes ETF Trust delays effectiveness of new ETF registration










