Stoker Ostler Wealth Advisors, Inc. has recently filed a 13F Notice, marking a significant update in its reporting status. This filing, submitted on November 9, 2026, is crucial as it reflects the company's ongoing adjustments in its asset management strategies.

Stoker Ostler Wealth Advisors, Inc., headquartered in Scottsdale, Arizona, focuses on providing wealth management services. The firm has undergone name changes in the past, previously known as Private Wealth Management, Inc. The latest filing, which is part of a series of 13F submissions, demonstrates the firm's commitment to transparency in its investment activities.

The filing states, "report type: 13F NOTICE," indicating a change in how the company reports its holdings. Additionally, it lists Bank of Montreal as another manager involved in the filing process, highlighting the collaborative nature of the wealth management industry.

This update may affect various stakeholders, including clients and investors who rely on Stoker Ostler for their wealth management needs. The filing emphasizes the importance of timely and accurate reporting in the financial services sector.

As for what’s next, the filing does not specify any further actions or upcoming filings related to this notice.

Filing Details and Context

The 13F Notice filed by Stoker Ostler Wealth Advisors, Inc. pertains to the reporting period ending September 30, 2026. This indicates that the firm is providing insights into its investment holdings as of that date, which is essential for stakeholders to understand the firm's asset allocation and investment strategies during that quarter.

Notably, the filing was signed by Dean Folias, the Chief Compliance Officer, who has provided his contact information, suggesting a commitment to transparency and accessibility for inquiries related to the filing. The signature was dated November 9, 2026, aligning with the submission date of the filing.

Additional Company Information

Stoker Ostler Wealth Advisors, Inc. is incorporated in Arizona, with a fiscal year ending on December 31. The firm has undergone several name changes, reflecting its evolution in the wealth management sector. The previous names include Stoker Ostler Wealth Advisors and Private Wealth Management, Inc., with the most recent name change occurring on November 6, 2007.

While the filing includes information regarding the involvement of Bank of Montreal as another manager, it does not provide specific details about the investment holdings or strategies employed by Stoker Ostler Wealth Advisors, Inc. during the reporting period. Additionally, there is no information about the total assets under management or any significant changes in their investment portfolio.