Spectrum Asset Management, Inc. has recently submitted its 13F-HR report, providing a snapshot of its investment portfolio as of September 30, 2026. This filing is crucial as it outlines the company's strategic investments and positions within the asset management sector.

Company Overview

Spectrum Asset Management, Inc. is categorized as an asset management firm. The company operates out of Stamford, Connecticut, with its business address at 2 High Ridge Park. The firm is identified by the Central Index Key (CIK) number 0001318293. It has been actively filing various reports with the SEC, including multiple 13F-HR submissions throughout 2026.

What the Filing Says

The recent filing, with accession number 0001318293-26-000008, details that Spectrum Asset Management holds a total value of $75,911,008 across its investments. The report includes four primary holdings, showcasing a diverse investment strategy.

Investment Highlights

Among the notable investments listed in the filing are:

  • Bank of America Corp: 897 shares of 7.25% Convertible Preferred Stock, valued at $1,095,201.
  • Invesco Exchange Traded Fund Trust II: 3,204,111 shares of Preferred ETF, valued at $32,265,398.
  • Principal Exchange Traded Fund: 2,080,000 shares of Spectrum Preferred, valued at $38,841,920.
  • Wells Fargo & Co: 3,437 shares of Perpetual Preferred Convertible A, valued at $3,708,489.

These holdings indicate a strong focus on preferred stocks, which are often seen as stable income-generating investments.

Impact

This filing may affect various stakeholders, including investors and analysts monitoring Spectrum Asset Management's strategies and performance. The company's focus on preferred stocks highlights its approach to generating consistent income, which may attract income-focused investors.

What's Next

The filing does not specify what happens next for Spectrum Asset Management, but the company is expected to continue its reporting in line with SEC regulations.