RWM Capital, LLC has submitted a 13F Notice, which reveals that the firm has not made any new investments or changes to its existing holdings as of September 30, 2026. This filing is significant as it indicates the company's current investment strategy and its approach to market conditions.
Background
RWM Capital, LLC is based in Sugar Land, Texas, and operates under the Central Index Key (CIK) number 0001908905. The firm is categorized as an investment advisor. Its recent filings include various forms, with the latest being the 13F Notice filed on October 28, 2026, and prior filings dating back to August 2026.
What the Filing Says
The filing states, "This is a 13F Notice, and there are no new investments or changes in holdings." This straightforward declaration highlights RWM Capital's decision to maintain its current portfolio without any modifications.
Impact
This filing may affect stakeholders, including clients and competitors in the investment advisory sector. By not making any new investments, RWM Capital is signaling a cautious approach that may resonate with other firms navigating the current market landscape.
What's Next
The filing does not say what happens next.
Company Details
RWM Capital, LLC is incorporated in Texas and has an Employer Identification Number (EIN) of 820739044. The firm operates from its business address located at 1600 Highway 6, Suite 340, Sugar Land, TX 77478. The company can be reached at the phone number (281) 277-0645.
Filing Specifics
This 13F Notice is filed under the SEC Act of 1934, with the SEC file number 028-21755 and film number 261494469. The report covers the period ending September 30, 2026, and was filed on October 28, 2026. The filing does not include any new investments or changes in holdings, indicating a stable investment strategy during this reporting period.
Management Information
The filing was signed by Liza M. Espiritu, who holds the position of Chief Compliance Officer (CCO) at RWM Capital. Her contact number is listed as 832-981-7000. The filing does not mention any other included managers, indicating that RWM Capital is managing its investments independently without external managers involved in this report.
Omitted Information
The filing does not provide specific details regarding the value of assets under management or any performance metrics related to the firm's investment strategy. Additionally, there are no disclosures about the types of securities held or the reasons behind the decision to maintain the current portfolio without changes.
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