Rothwell Investment Advisors, LLC has recently submitted its 13F-HR filing, detailing its investment holdings as of September 30, 2026. The report indicates that the firm manages a total of 1,140 different securities, with a combined value of approximately $186.86 million. This filing is significant as it provides insights into the firm’s investment strategies and portfolio adjustments, which could influence the asset management industry.

Background

Rothwell Investment Advisors, LLC is an asset management firm based in Salem, Massachusetts. The firm is registered with the SEC under the Central Index Key (CIK) number 0002157285. The company has been active in filing various reports, including recent submissions of Form 13F-HR, which outlines its holdings and investment strategies.

What the Filing Says

The 13F filing, submitted on November 6, 2026, reveals that Rothwell Investment Advisors holds a total of 1,140 securities valued at $186,856,386. The filing reflects the firm’s investment discretion, indicating that it has sole authority over these holdings.

Impact

This filing may have implications for other asset management firms and investors, as it showcases Rothwell’s investment choices and strategies. Competitors in the asset management sector may need to evaluate their own portfolios in response to Rothwell's reported holdings, especially in sectors where Rothwell has made significant investments.

What's Next

The filing does not specify what actions Rothwell Investment Advisors plans to take next regarding its portfolio. However, it is likely that the firm will continue to monitor market conditions and adjust its holdings as necessary.