Roosevelt Capital Management LLC has filed its 13F-HR report, detailing its investment holdings valued at approximately $15.97 million as of September 30, 2026. This filing is significant as it reflects the company's investment strategy and market positioning within the financial services industry.

The filing indicates that Roosevelt Capital Management is actively managing a diverse portfolio, which may influence market trends and investor sentiment. The firm’s total reported holdings consist of various equities and ETFs, showcasing a strategic approach to investment management.

Background

Roosevelt Capital Management LLC, based in Dallas, Texas, is a financial services firm that specializes in investment management. The company is incorporated in Texas and has a fiscal year end on December 31. The firm has recently filed its 13F-HR report on November 10, 2026, which outlines its investment activities and holdings.

What the Filing Says

The 13F-HR filing reveals that Roosevelt Capital Management's total reported holdings amount to $15,971,677. The report includes a total of 14 entries, indicating a diversified investment strategy. The firm’s Managing Member and Chief Compliance Officer, Michael P. O’Brien, signed the filing, affirming its accuracy.

Impact

This filing may affect various stakeholders, including investors, analysts, and competitors within the asset management sector. By revealing its investment positions, Roosevelt Capital Management provides insights into its strategic focus, which could influence market dynamics and investor behavior.

What's Next

The filing does not say what happens next.