Prospect Financial Group LLC has recently filed its 13F-HR report, detailing its investment holdings as of September 30, 2026. The report indicates that the firm manages a total of $119.5 million in assets. This filing is significant as it provides insight into the company's investment strategy and market positioning.

Founded in Virginia, Prospect Financial Group LLC focuses on investment management. The firm is categorized under the SEC's other entity type and has been active in filing its quarterly reports. The latest filing was submitted on November 5, 2026, following previous reports earlier in the year.

Background on Prospect Financial Group

Prospect Financial Group LLC is incorporated in Virginia and has a fiscal year ending on December 31. The firm continues to file its 13F-HR reports regularly, with the most recent submissions dating back to August 2026. This consistent reporting demonstrates the firm's commitment to transparency and compliance with SEC regulations.

What the Filing Says

The 13F-HR filing reveals that Prospect Financial Group holds a total of 62 positions across various sectors. The significant total value of $119,506,880 reflects the firm's strategic investments in major companies, including:

  • Alphabet Inc. (Class A and C shares)
  • Amazon.com Inc.
  • Apple Inc.
  • Microsoft Corp.
  • NVIDIA Corporation

These holdings indicate a strong focus on technology and consumer goods, sectors that have shown resilience and growth potential in recent years.

Impact

This filing could impact various stakeholders, including investors, analysts, and competitors in the investment management industry. By revealing its holdings, Prospect Financial Group provides valuable insights into its investment philosophy and market outlook. Competitors may analyze these positions to gauge market trends and adjust their strategies accordingly.

What's Next

The filing does not specify what actions Prospect Financial Group may take in the future. However, the firm is expected to continue monitoring its investments and may adjust its portfolio based on market conditions and performance.

For further details, the filing can be accessed through the SEC's EDGAR database under accession number 0002021762-26-000004.