Mirae Asset Global Investments (USA) Inc. has filed a 13F Notice with the SEC, detailing its investment strategies as of September 30, 2026. This filing is crucial as it provides transparency into the company's portfolio and investment decisions, which can impact the broader asset management industry.

Background

Mirae Asset Global Investments (USA) Inc. is an asset management firm incorporated in Delaware. The company focuses on providing investment solutions and strategies to its clients. It has been actively filing Form 13F-NT, with its most recent submission on October 29, 2026, following previous filings throughout the year.

What the Filing Says

The filing, identified by accession number 0001568512-26-000008, confirms the submission type as a 13F Notice. It was filed on October 29, 2026, and covers the reporting period ending September 30, 2026. The report emphasizes the firm's commitment to providing essential information regarding its investment activities.

Impact

This filing may affect various stakeholders, including investors and competitors in the asset management sector. By disclosing its investment strategies, Mirae Asset allows others in the industry to analyze its approach and potentially adjust their own strategies in response.

What's Next

The filing does not say what happens next.

Company Information

Mirae Asset Global Investments (USA) Inc. is incorporated in Delaware and operates out of its New York office located at 1212 Avenue of the Americas, 10th Floor, New York, NY 10036. The firm is identified by the Central Index Key (CIK) number 0001568512 and has an Employer Identification Number (EIN) of 331210973. The company's fiscal year ends on December 31.

Filing Details

This particular 13F Notice, filed under SEC file number 028-15176, is part of Mirae Asset's ongoing compliance with the SEC regulations established under the Securities Exchange Act of 1934. The filing was submitted on October 29, 2026, and pertains to the reporting period that concluded on September 30, 2026. The document is categorized as a public document, with a total count of one document submitted.

Management Information

The filing was signed by Joon Hyuk Heo, who holds the position of Co-CEO and Chief Compliance Officer (CCO) at Mirae Asset Global Investments (USA) Inc. His contact number is (212) 205-8352. This information highlights the leadership responsible for overseeing the firm's compliance and investment strategies.

Other Managers

The filing also mentions another manager, Mirae Asset Global Investments Co., Ltd., which has its own SEC file number (028-15178) and CIK (0001569395). This indicates that Mirae Asset operates under multiple entities, potentially expanding its investment reach and management capabilities.