Mirae Asset Global Investments (USA) LLC has submitted a 13F Notice, reporting changes in its investment portfolio as of September 30, 2026. This filing is a crucial step for the company, as it reflects its ongoing strategy and transparency in asset management.

Background

Mirae Asset Global Investments (USA) LLC is an investment management firm incorporated in Delaware. The firm focuses on managing assets and providing investment solutions to its clients. Its recent filings include a 13F Notice on October 29, 2026, and an N-PX filing on August 14, 2026, among others.

What the Filing Says

The recent filing, accession number 0001488106-26-000005, indicates that the company is maintaining its commitment to transparency regarding its investment activities. The filing covers the period ending September 30, 2026, and is signed by Joon Hyuk Heo, Co-CEO and CCO.

Impact

This filing may affect various stakeholders, including investors and other asset management firms. As Mirae Asset continues to adapt its investment strategies, competitors in the investment management sector will be closely monitoring these changes.

What's Next

The filing does not say what happens next.

Filing Details

The filing is categorized as a 13F Notice, which is a specific type of report that institutional investment managers must file with the SEC. The report covers the period ending September 30, 2026, and was filed on October 29, 2026. This filing is significant as it provides insights into the investment strategies and holdings of Mirae Asset Global Investments.

Company Information

Mirae Asset Global Investments (USA) LLC is incorporated in Delaware and has a fiscal year ending on December 31. The company operates from its business address located at 1212 Avenue of the Americas, 10th Floor, New York, NY 10036. The firm has an Employer Identification Number (EIN) of 331210971 and a Central Index Key (CIK) of 0001488106.

Related Filings

In addition to the 13F Notice, the filing references another manager, Mirae Asset Global Investments Co., Ltd., which has its own SEC filing number (028-15178). This indicates that Mirae Asset operates in multiple jurisdictions and may have a broader investment strategy that spans across different regions.

Signatory Information

The filing is signed by Joon Hyuk Heo, who serves as the Co-CEO and Chief Compliance Officer (CCO) of the firm. His contact number is provided as 646-717-4840, indicating a direct line for inquiries regarding the filing.

Omissions in the Filing

The filing does not include specific details about the changes in the investment portfolio, such as the types of securities held or the value of those holdings. It also does not provide any forward-looking statements or insights into future investment strategies.