Millington Securities, LLC has filed its latest 13F-NT report with the SEC, detailing its investment positions as of September 30, 2026. This filing is important as it provides insights into the firm's current strategies and asset management approaches.

Millington Securities, LLC, based in Red Bank, New Jersey, is an investment management firm. The company has been active in filing various forms, including multiple 13F-NT submissions in recent months. The firm was previously known as Millington Securities, Inc. before a name change in 2014.

In the recent filing, Millington Securities reported on its investment positions as of the end of September 2026. The filing states, "This is a 13F Notice, indicating the firm's investment strategies and holdings." However, specific details regarding the assets or changes in portfolio allocations were not available in the SEC filing.

This update may affect various stakeholders, including clients and competitors in the investment management sector. The filing provides a snapshot of Millington's strategies, which could influence market perceptions and competitive dynamics.

The filing does not say what happens next, leaving the industry to speculate on potential future moves by Millington Securities.

Filing Details and Management Information

The 13F-NT report was filed on November 5, 2026, with the report period ending on September 30, 2026. This filing indicates that Millington Securities, LLC operates under the SEC Act of 1934 and is registered under SEC file number 028-16338.

Millington Securities, LLC is incorporated in Delaware and has a fiscal year ending on December 31. The firm is located at 331 Newman Springs Road, Suite 143, Red Bank, NJ, with a business phone number of 732-945-3816. The Chief Compliance Officer, Don Schreiber, Jr., signed the filing, confirming its accuracy.

Other Managers and Industry Context

The filing also mentions another investment manager, WBI Investments, LLC, which has its own SEC file number (028-12525) and CRD number (000106336). This inclusion highlights the interconnectedness of investment firms and provides context for Millington's position within the industry.

"This is a 13F Notice, indicating the firm's investment strategies and holdings."

While the filing serves as a notification of Millington's investment strategies, it does not provide specific details about the assets held or any changes in portfolio allocations, leaving industry observers without concrete data to analyze the firm's current investment stance.