Kozak & Associates, Inc. has filed a 13F report with the SEC, detailing its investment holdings as of September 30, 2026. The filing shows a total value of $552,705,520, indicating the firm’s strategic positioning in the financial services sector.

This update is significant as it provides insights into Kozak’s investment strategies and asset allocation. The firm’s portfolio includes a range of stocks and exchange-traded funds (ETFs), reflecting a diverse investment approach.

Background

Kozak & Associates, Inc. is a financial services firm based in Highlands Ranch, Colorado. The company is incorporated in Colorado and operates under the Central Index Key (CIK) number 0001764970. Its recent filings include multiple 13F-HR submissions, with the latest filed on October 29, 2026, and previous filings dating back to January 2026.

What the Filing Says

The recent filing indicates that Kozak & Associates holds a total of 392 positions in various securities. The firm has reported a total value of $552,705,520 in its portfolio. The filing was signed by Breann Mataia, the Director of Compliance, confirming the accuracy of the reported data.

Impact

This filing may influence various stakeholders, including investors, analysts, and competitors within the financial services industry. By revealing its holdings, Kozak provides a glimpse into its investment philosophy, which could affect market perceptions and strategies of other firms in the sector.

What's Next

The filing does not specify what actions will follow this report. Investors and analysts will likely monitor Kozak & Associates for future filings to assess any changes in their investment strategy.