Knott David M Jr has disclosed a total of $182.8 million in assets under management as of September 30, 2026, according to a recent filing with the SEC. This report is significant as it reflects the firm's investment strategies and positions within the competitive landscape of the financial services industry.

The filing, which was made public on November 12, 2026, shows that Knott David M Jr, operating under Dorset Partners LLC, continues to maintain a diverse portfolio. The firm’s holdings include substantial investments in well-known companies such as Alphabet Inc., Amazon.com Inc., and Apple Inc. This diverse investment strategy may provide insights into the firm's approach to asset management and its response to market trends.

Background

Knott David M Jr is an investment manager based in Syosset, New York. The firm is categorized under the SEC filing type as an 'other' entity type. The most recent filing indicates that the firm has been active in reporting its holdings, with several filings in the past year, including multiple 13F-HR forms.

What the Filing Says

The recent filing reveals that Knott David M Jr reported a total of 82 positions, with a total value of $182,837,533. The report is a standard requirement for institutional investment managers who manage over $100 million in assets. The firm’s investment discretion is indicated as 'DFND,' suggesting that it has full discretion over the investments made on behalf of its clients.

Impact

This filing may impact various stakeholders, including clients, competitors, and analysts within the financial services sector. Clients may gain insights into the firm’s investment strategies and performance, while competitors will likely analyze these holdings to gauge market trends and investment opportunities.

What's Next

The filing does not specify what happens next for Knott David M Jr. However, continued monitoring of their investment positions and any future filings will provide further insights into their strategies and market positioning.

Source: SEC Accession Number 0001104659-26-125757