KeyBanc Capital Markets, Inc. has filed a 13F-NT report, detailing its investment management activities as of September 30, 2026. This filing is significant as it underscores the company's commitment to transparency in its financial dealings and highlights its role within the competitive investment banking sector.
Background
KeyBanc Capital Markets, Inc. is based in Cleveland, Ohio, and operates under the Central Index Key (CIK) 0001074714. The company is categorized under the investment banking sector, focusing on various financial services. Recent filings include the 13F-NT report submitted on November 4, 2026, and prior filings on July 28, 2026, and April 24, 2026.
What the Filing Says
The recent filing, dated November 4, 2026, confirms the submission of a 13F-NT report, which is a notice of investment management activities. The report period covers the quarter ending September 30, 2026. The filing states, "reportType: 13F NOTICE," indicating the nature of the report.
Impact
This filing may affect various stakeholders, including investors and other financial institutions in the investment banking sector. KeyBanc's activities and reported holdings can influence market perceptions and strategies among its competitors.
What's Next
The filing does not say what happens next.
Filing Details
The 13F-NT report was filed under the SEC Act of 1934, with the SEC file number 028-04569. This filing is part of KeyBanc's ongoing compliance with regulatory requirements, ensuring that it maintains transparency in its investment management activities.
Company Information
KeyBanc Capital Markets, Inc. is incorporated in Ohio and has an Employer Identification Number (EIN) of 341391952. The company's fiscal year ends on December 31, and its business address is located at 127 Public Square, Cleveland, OH 44114. For inquiries, the business phone number is 216-443-2300.
Signature and Management
The filing was signed by Erin Monroe, who holds the title of VP, Investment Reporting & Support; CLOS Internal Control. Monroe's contact number is 216-813-8040, and the signature was dated November 4, 2026, from Brooklyn, OH.
Additional Filers
In addition to KeyBanc Capital Markets, the filing mentions another manager, KeyBank National Association, which has a separate SEC file number (028-06343) and a CIK of 0001089877. This indicates a collaborative relationship between the two entities in managing investments.
What the Filing Does Not Include
The filing does not provide specific details regarding the investment holdings or strategies employed by KeyBanc Capital Markets, Inc., nor does it disclose any changes in ownership or significant transactions during the reporting period.
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