HSBC Securities USA Inc. has filed a 13F Notice, which reveals its investment holdings as of September 30, 2026. This filing is significant as it provides insights into the company's investment strategies and market positioning.

HSBC Securities USA Inc. is a financial services firm based in New York, NY. The company operates under the Central Index Key (CIK) number 0001092524. It has been active in filing various forms with the SEC, including recent submissions like the 13F-NT on November 2, 2026, and others throughout 2026.

The filing states that the report is a 13F Notice, which typically includes details about the investment manager's holdings. However, specific details about the holdings were not available in the SEC filing.

This filing may affect various stakeholders, including investors, analysts, and competitors within the financial services industry. Other managers mentioned in the filing include HSBC Plc, indicating a broader corporate connection.

The filing does not say what happens next.

Filing Details

The 13F Notice was filed under the SEC Act of 1934 and is associated with SEC file number 028-17084. The filing was accepted on November 2, 2026, and pertains to the reporting period ending September 30, 2026.

HSBC Securities USA Inc. is located at 66 Hudson Boulevard, 1st and 3rd Floors, New York, NY 10001. The company can be reached at the business phone number 212-525-3721.

Management and Signature

The filing was signed by Roberto Alberti, who holds the position of Vice President at HSBC Securities USA Inc. His signature was dated November 2, 2026, and he is based in New York, NY.

The filing does not include specific details about the investment holdings or strategies employed by HSBC Securities USA Inc. during the reporting period.