Guerra Advisors Inc has recently filed a new 13F-NT report, providing an update on its investment holdings as of September 30, 2026. This filing is significant as it reflects the company's ongoing strategy and adjustments in its portfolio management.

Guerra Advisors Inc, based in Miami, Florida, is a financial advisory firm. The company is registered with the SEC under the Central Index Key (CIK) number 0002055363. As an entity focusing on investment management, Guerra Advisors plays a role in the financial services industry.

The filing states that Guerra Advisors submitted the report as part of its regulatory obligations. The report type is noted as a 13F Notice, which typically indicates that the company is reporting changes in its investment holdings. However, specific details regarding the changes in holdings or strategies were not available in the SEC filing.

This update may affect various stakeholders, including clients and investors who rely on Guerra Advisors for financial guidance. As the financial services sector continues to evolve, such filings can provide insights into market trends and investment strategies.

The filing does not say what happens next, leaving open questions about future adjustments or strategies from Guerra Advisors.

Company Details

Guerra Advisors Inc is incorporated in Florida and has a fiscal year ending on December 31. The firm operates from its business address located at 6401 SW 87TH AVE, STE. 119, Miami, FL 33173. The company's EIN is 474457588, and it can be contacted via phone at 305-448-1101.

Filing Information

The 13F-NT filing was submitted under the SEC Act of 1934 and is assigned the SEC file number 028-25226. The report was filed on November 6, 2026, and pertains to the investment holdings as of September 30, 2026. Additionally, the filing indicates that Guerra Advisors Inc is not the only manager involved, as it references AE Wealth Management LLC, which has its own SEC file number and CRD number.

Regulatory Context

As a registered investment advisor, Guerra Advisors Inc is required to file Form 13F to disclose its equity holdings. This regulatory requirement helps maintain transparency in the financial markets, allowing investors and analysts to track the investment strategies of institutional managers.

"The filing is a critical component of the SEC's efforts to monitor institutional investment activities and ensure compliance with federal securities laws."