Gragg & Gragg L.L.P. has submitted a 13F Notice, detailing their investment holdings as of September 30, 2026. This filing is significant as it provides insight into the firm’s asset management strategies and investment decisions.

Background

Gragg & Gragg L.L.P. is a financial services firm based in Shelby, North Carolina. The company is classified under the SIC code for financial services, although specific descriptions are not provided in the filing. They have been active in filing various forms, including recent 13F Notices, with the latest submission dated November 5, 2026. Their previous filings include those from August 5, 2026, and May 1, 2026.

What the Filing Says

The recent filing, accession number 0002067958-26-000004, notes that it is a 13F Notice, which typically indicates changes in investment holdings. However, specific details regarding the holdings or changes were not available in the SEC filing.

Impact

This filing may affect various stakeholders, including investors and clients who rely on Gragg & Gragg L.L.P. for asset management services. It also highlights the firm's competitive positioning within the financial services industry.

What's Next

The filing does not say what happens next.

Filer Information

The filing was submitted by Jason Gragg, who holds the title of Chief Compliance Officer (CCO) at Gragg & Gragg L.L.P. The contact number listed for the firm is 704-482-2001, and the address remains consistent with previous filings, located at 9 East Marion Street, Shelby, NC 28150.

Other Managers

In addition to Gragg & Gragg L.L.P., the filing mentions another investment manager, Smith Chas P & Associates PA CPAs, which has its own SEC file number (801-35294) and a 13F file number (028-04403). This indicates a collaborative or competitive landscape among investment firms in managing assets.

Filing Details

The filing type is categorized as a 13F Notice, which is typically used to report changes in investment holdings. The report period is noted as September 30, 2026, with the filing date being November 5, 2026. The Central Index Key (CIK) for Gragg & Gragg L.L.P. is 0002067958, which is a unique identifier used by the SEC to track filings.

Missing Information

Notably, the filing does not provide specific details regarding the investment holdings or any changes in the portfolio. This lack of information limits the ability to analyze the firm’s investment strategy or performance trends.