First Trust Exchange-Traded Fund VI has made a notable management change by appointing Chris Fallow as the new portfolio manager. This decision is effective on or about November 1, 2026, and underscores the company's strategy to enhance its investment management capabilities.
The appointment of Fallow, who is a Senior Vice President at First Trust Advisors L.P. and First Trust Portfolios L.P., is expected to bring a wealth of experience to the firm. Fallow has been with First Trust since 2001 and leads the Advisory Oversight team, which is responsible for implementing the company's actively managed investment strategies.
Background
First Trust Exchange-Traded Fund VI, incorporated in Massachusetts, is part of the investment sector. The firm has been active in filing with the SEC, with its most recent submission being a 497K filed on October 30, 2026. The company's address is located at 120 East Liberty Drive, Suite 400, Wheaton, IL 60187.
What the Filing Says
The SEC filing states, "Notwithstanding anything to the contrary in each Fund’s Prospectus or Statement of Additional Information, Chris Fallow will serve as a portfolio manager for each Fund as part of the Investment Committee beginning on or about November 1, 2026." This highlights the formalization of Fallow's role within the organization.
Impact
This change could significantly impact investors and stakeholders associated with First Trust's funds. As Fallow takes on this new role, it may influence the performance of the funds under his management, particularly those within the First Trust Nasdaq Pharmaceuticals ETF and other related investment vehicles.
What's Next
The filing does not specify any subsequent actions or filings that will follow this announcement. However, stakeholders will likely be keen to observe how this management change affects the company's investment strategies and fund performance moving forward.
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